{"id":1093,"date":"2026-01-20T20:05:37","date_gmt":"2026-01-20T20:05:37","guid":{"rendered":"http:\/\/hykaz.net\/real-estate\/compliance\/ongoing-registrant-requirements\/"},"modified":"2026-02-24T17:04:18","modified_gmt":"2026-02-24T17:04:18","slug":"ongoing-registrant-requirements","status":"publish","type":"page","link":"https:\/\/hykaz.net\/fr\/real-estate\/compliance\/ongoing-registrant-requirements\/","title":{"rendered":"Exigences continues \u00e0 l\u2019\u00e9gard des personnes inscrites"},"content":{"rendered":"<p class=\"wp-block-paragraph\">Les maisons de courtage inscrites sont assujetties \u00e0 diverses exigences. Nous effectuons des examens de la conformit\u00e9 pour v\u00e9rifier et \u00e9valuer si les maisons de courtage se conforment \u00e0 ces exigences.<\/p>\n\n\n\n<div data-wp-context=\"{ &quot;autoclose&quot;: false, &quot;accordionItems&quot;: [] }\" data-wp-interactive=\"core\/accordion\" role=\"group\" class=\"wp-block-accordion is-layout-flow wp-block-accordion-is-layout-flow\">\n<div data-wp-class--is-open=\"state.isOpen\" data-wp-context=\"{ &quot;id&quot;: &quot;accordion-item-1&quot;, &quot;openByDefault&quot;: false }\" data-wp-init=\"callbacks.initAccordionItems\" data-wp-on-window--hashchange=\"callbacks.hashChange\" class=\"wp-block-accordion-item is-layout-flow wp-block-accordion-item-is-layout-flow\">\n<h3 class=\"wp-block-accordion-heading\"><button aria-expanded=\"false\" aria-controls=\"accordion-item-1-panel\" data-wp-bind--aria-expanded=\"state.isOpen\" data-wp-on--click=\"actions.toggle\" id=\"accordion-item-1\" class=\"wp-block-accordion-heading__toggle\"><span class=\"wp-block-accordion-heading__toggle-title\">Syst\u00e8me de conformit\u00e9<\/span><span class=\"wp-block-accordion-heading__toggle-icon\" aria-hidden=\"true\">+<\/span><\/button><\/h3>\n\n\n\n<div aria-labelledby=\"accordion-item-1\" data-wp-bind--hidden=\"state.isHidden\" data-wp-on--beforematch=\"actions.handleBeforeMatch\" id=\"accordion-item-1-panel\" role=\"region\" class=\"wp-block-accordion-panel is-layout-flow wp-block-accordion-panel-is-layout-flow\">\n<p class=\"wp-block-paragraph\">La maison de courtage inscrite est tenue d\u2019\u00e9laborer, de maintenir et d\u2019appliquer des politiques et des proc\u00e9dures qui \u00e9tablissent un syst\u00e8me de contr\u00f4le et de supervision (un syst\u00e8me de conformit\u00e9) qui :<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u2022 provides reasonable assurance that the brokerage and individuals acting on its behalf comply with real estate or mortgage legislation, and<br>\u2022 g\u00e8re les risques li\u00e9s \u00e0 son activit\u00e9 en conformit\u00e9 avec des pratiques commerciales prudentes.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Il incombe \u00e0 chaque maison de courtage de choisir le syst\u00e8me de conformit\u00e9 le mieux adapt\u00e9 \u00e0 ses activit\u00e9s. La maison de courtage doit garder \u00e0 l\u2019esprit \u00e0 la fois les exigences l\u00e9gales particuli\u00e8res auxquelles elle doit se conformer et les obligations fond\u00e9es sur des principes qui guident ses activit\u00e9s et ses op\u00e9rations ainsi que les personnes physiques qui lui sont li\u00e9es.<\/p>\n<\/div>\n<\/div>\n<\/div>\n\n\n\n<div data-wp-context=\"{ &quot;autoclose&quot;: false, &quot;accordionItems&quot;: [] }\" data-wp-interactive=\"core\/accordion\" role=\"group\" class=\"wp-block-accordion is-layout-flow wp-block-accordion-is-layout-flow\">\n<div data-wp-class--is-open=\"state.isOpen\" data-wp-context=\"{ &quot;id&quot;: &quot;accordion-item-2&quot;, &quot;openByDefault&quot;: false }\" data-wp-init=\"callbacks.initAccordionItems\" data-wp-on-window--hashchange=\"callbacks.hashChange\" class=\"wp-block-accordion-item is-layout-flow wp-block-accordion-item-is-layout-flow\">\n<h3 class=\"wp-block-accordion-heading\"><button aria-expanded=\"false\" aria-controls=\"accordion-item-2-panel\" data-wp-bind--aria-expanded=\"state.isOpen\" data-wp-on--click=\"actions.toggle\" id=\"accordion-item-2\" class=\"wp-block-accordion-heading__toggle\"><span class=\"wp-block-accordion-heading__toggle-title\">Conduite professionnelle<\/span><span class=\"wp-block-accordion-heading__toggle-icon\" aria-hidden=\"true\">+<\/span><\/button><\/h3>\n\n\n\n<div aria-labelledby=\"accordion-item-2\" data-wp-bind--hidden=\"state.isHidden\" data-wp-on--beforematch=\"actions.handleBeforeMatch\" id=\"accordion-item-2-panel\" role=\"region\" class=\"wp-block-accordion-panel is-layout-flow wp-block-accordion-panel-is-layout-flow\">\n<p class=\"wp-block-paragraph\">Outre les obligations fond\u00e9es sur des principes, les maisons de courtage et les particuliers inscrits sont assujettis \u00e0 des exigences particuli\u00e8res en mati\u00e8re de conduite professionnelle, \u00e9nonc\u00e9es dans la Loi sur les services immobiliers et la Loi sur les courtiers d\u2019hypoth\u00e8ques ainsi que dans les r\u00e8glements qui se rattachent \u00e0 ces lois.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Parmi les exemples d\u2019exigences essentielles en mati\u00e8re de conduite professionnelle des maisons de courtage inscrites, citons les obligations relatives au traitement des comptes en fiducie et des registres de fiducie, \u00e0 la tenue des dossiers, aux politiques et proc\u00e9dures et au traitement des plaintes.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Pour de plus amples renseignements :<\/p>\n\n\n\n<p class=\"has-ast-global-color-5-background-color has-background has-medium-font-size wp-block-paragraph\">\u2022<a href=\"https:\/\/web2.gov.mb.ca\/bills\/40-3\/b070e.php\" target=\"_blank\" rel=\"noreferrer noopener\">\u00a0Loi sur les services immobiliers<\/a><br>\u2022\u00a0<a href=\"https:\/\/web2.gov.mb.ca\/laws\/regs\/current\/_pdf-regs.php?reg=84\/2021\" target=\"_blank\" rel=\"noreferrer noopener\">R\u00e8glement sur les services immobiliers<\/a><br>\u2022<a href=\"https:\/\/web2.gov.mb.ca\/laws\/statutes\/archive\/m210(2022-06-30)e.php?df=2022-01-01\" target=\"_blank\" rel=\"noreferrer noopener\">\u00a0Loi sur les courtiers d\u2019hypoth\u00e8ques<\/a><br>\u2022\u00a0<a href=\"https:\/\/web2.gov.mb.ca\/laws\/regs\/current\/_pdf-regs.php?reg=41\/2011\" target=\"_blank\" rel=\"noreferrer noopener\">R\u00e8glement sur les courtiers d\u2019hypoth\u00e8ques<\/a><\/p>\n<\/div>\n<\/div>\n<\/div>\n\n\n\n<div data-wp-context=\"{ &quot;autoclose&quot;: false, &quot;accordionItems&quot;: [] }\" data-wp-interactive=\"core\/accordion\" role=\"group\" class=\"wp-block-accordion is-layout-flow wp-block-accordion-is-layout-flow\">\n<div data-wp-class--is-open=\"state.isOpen\" data-wp-context=\"{ &quot;id&quot;: &quot;accordion-item-3&quot;, &quot;openByDefault&quot;: false }\" data-wp-init=\"callbacks.initAccordionItems\" data-wp-on-window--hashchange=\"callbacks.hashChange\" class=\"wp-block-accordion-item is-layout-flow wp-block-accordion-item-is-layout-flow\">\n<h3 class=\"wp-block-accordion-heading\"><button aria-expanded=\"false\" aria-controls=\"accordion-item-3-panel\" data-wp-bind--aria-expanded=\"state.isOpen\" data-wp-on--click=\"actions.toggle\" id=\"accordion-item-3\" class=\"wp-block-accordion-heading__toggle\"><span class=\"wp-block-accordion-heading__toggle-title\">Obligations financi\u00e8res<\/span><span class=\"wp-block-accordion-heading__toggle-icon\" aria-hidden=\"true\">+<\/span><\/button><\/h3>\n\n\n\n<div aria-labelledby=\"accordion-item-3\" data-wp-bind--hidden=\"state.isHidden\" data-wp-on--beforematch=\"actions.handleBeforeMatch\" id=\"accordion-item-3-panel\" role=\"region\" class=\"wp-block-accordion-panel is-layout-flow wp-block-accordion-panel-is-layout-flow\">\n<p class=\"wp-block-paragraph\">Les maisons de courtage inscrites ont des obligations financi\u00e8res continues, notamment l\u2019information financi\u00e8re, le maintien d\u2019un fonds de roulement suffisant et la souscription de polices d\u2019assurance ad\u00e9quates.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Pour de plus amples renseignements :<\/p>\n\n\n\n<p class=\"has-ast-global-color-5-background-color has-background has-medium-font-size wp-block-paragraph\">\u2022\u00a0<a href=\"https:\/\/web2.gov.mb.ca\/laws\/regs\/current\/_pdf-regs.php?reg=84\/2021\" target=\"_blank\" rel=\"noreferrer noopener\">R\u00e8glement sur les services immobiliers<\/a>\u00a0\u2013 Part 5 (Section 5.15 to 5.17(2))<br>\u2022\u00a0<a href=\"https:\/\/web2.gov.mb.ca\/laws\/statutes\/archive\/m210(2022-06-30)e.php?df=2022-01-01\" target=\"_blank\" rel=\"noreferrer noopener\">Loi sur les courtiers d\u2019hypoth\u00e8ques<\/a>\u00a0\u2013 Sections 13, 29 and 30<br>\u2022\u00a0<a href=\"https:\/\/web2.gov.mb.ca\/laws\/regs\/current\/_pdf-regs.php?reg=41\/2011\" target=\"_blank\" rel=\"noreferrer noopener\">R\u00e8glement sur les courtiers d\u2019hypoth\u00e8ques\u00a0<\/a>\u2013 Sections 7, 8, 24, and 25<\/p>\n<\/div>\n<\/div>\n<\/div>\n\n\n\n<p class=\"wp-block-paragraph\"><\/p>","protected":false},"excerpt":{"rendered":"<p>Registered brokerages have various ongoing requirements. We conduct compliance reviews to monitor and assess whether brokerages are complying with those [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":0,"parent":266,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"template-child-switcher.php","meta":{"_acf_changed":false,"_uag_custom_page_level_css":"","site-sidebar-layout":"default","site-content-layout":"","ast-site-content-layout":"default","site-content-style":"default","site-sidebar-style":"default","ast-global-header-display":"","ast-banner-title-visibility":"","ast-main-header-display":"","ast-hfb-above-header-display":"","ast-hfb-below-header-display":"","ast-hfb-mobile-header-display":"","site-post-title":"","ast-breadcrumbs-content":"","ast-featured-img":"","footer-sml-layout":"","ast-disable-related-posts":"","theme-transparent-header-meta":"","adv-header-id-meta":"","stick-header-meta":"","header-above-stick-meta":"","header-main-stick-meta":"","header-below-stick-meta":"","astra-migrate-meta-layouts":"default","ast-page-background-enabled":"default","ast-page-background-meta":{"desktop":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"tablet":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"mobile":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""}},"ast-content-background-meta":{"desktop":{"background-color":"var(--ast-global-color-4)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"tablet":{"background-color":"var(--ast-global-color-4)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"mobile":{"background-color":"var(--ast-global-color-4)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""}},"footnotes":""},"class_list":["post-1093","page","type-page","status-publish","hentry"],"acf":[],"_hostinger_reach_plugin_has_subscription_block":false,"_hostinger_reach_plugin_is_elementor":false,"uagb_featured_image_src":{"full":false,"thumbnail":false,"medium":false,"medium_large":false,"large":false,"1536x1536":false,"2048x2048":false,"trp-custom-language-flag":false},"uagb_author_info":{"display_name":"Manitoba Financial Services Agency","author_link":"https:\/\/hykaz.net\/fr\/author\/manitoba-financial-services-agency\/"},"uagb_comment_info":0,"uagb_excerpt":"Registered brokerages have various ongoing requirements. We conduct compliance reviews to monitor and assess whether brokerages are complying with those [&hellip;]","_links":{"self":[{"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/pages\/1093","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/comments?post=1093"}],"version-history":[{"count":5,"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/pages\/1093\/revisions"}],"predecessor-version":[{"id":4578,"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/pages\/1093\/revisions\/4578"}],"up":[{"embeddable":true,"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/pages\/266"}],"wp:attachment":[{"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/media?parent=1093"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}