{"id":1093,"date":"2026-01-20T20:05:37","date_gmt":"2026-01-20T20:05:37","guid":{"rendered":"http:\/\/hykaz.net\/real-estate\/compliance\/ongoing-registrant-requirements\/"},"modified":"2026-02-24T17:04:18","modified_gmt":"2026-02-24T17:04:18","slug":"ongoing-registrant-requirements","status":"publish","type":"page","link":"https:\/\/hykaz.net\/fr\/real-estate\/compliance\/ongoing-registrant-requirements\/","title":{"rendered":"Ongoing Registrant Requirements"},"content":{"rendered":"<p class=\"wp-block-paragraph\">Registered brokerages have various ongoing requirements. We conduct compliance reviews to monitor and assess whether brokerages are complying with those requirements.<\/p>\n\n\n\n<div data-wp-context=\"{ &quot;autoclose&quot;: false, &quot;accordionItems&quot;: [] }\" data-wp-interactive=\"core\/accordion\" role=\"group\" class=\"wp-block-accordion is-layout-flow wp-block-accordion-is-layout-flow\">\n<div data-wp-class--is-open=\"state.isOpen\" data-wp-context=\"{ &quot;id&quot;: &quot;accordion-item-1&quot;, &quot;openByDefault&quot;: false }\" data-wp-init=\"callbacks.initAccordionItems\" data-wp-on-window--hashchange=\"callbacks.hashChange\" class=\"wp-block-accordion-item is-layout-flow wp-block-accordion-item-is-layout-flow\">\n<h3 class=\"wp-block-accordion-heading\"><button aria-expanded=\"false\" aria-controls=\"accordion-item-1-panel\" data-wp-bind--aria-expanded=\"state.isOpen\" data-wp-on--click=\"actions.toggle\" data-wp-on--keydown=\"actions.handleKeyDown\" id=\"accordion-item-1\" class=\"wp-block-accordion-heading__toggle\"><span class=\"wp-block-accordion-heading__toggle-title\">Compliance System<\/span><span class=\"wp-block-accordion-heading__toggle-icon\" aria-hidden=\"true\">+<\/span><\/button><\/h3>\n\n\n\n<div inert aria-labelledby=\"accordion-item-1\" data-wp-bind--inert=\"!state.isOpen\" id=\"accordion-item-1-panel\" role=\"region\" class=\"wp-block-accordion-panel is-layout-flow wp-block-accordion-panel-is-layout-flow\">\n<p class=\"wp-block-paragraph\">A registered brokerage is required to establish, maintain, and apply policies and procedures that establish a system of controls and supervision (a compliance system) that:<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u2022 provides reasonable assurance that the brokerage and individuals acting on its behalf comply with real estate or mortgage legislation, and<br>\u2022 manages the business risks in accordance with prudent business practices.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Each brokerage is responsible for determining the most appropriate compliance system for its operations. Brokerages must keep in mind both the specific legal requirements they must adhere to, and the principles-based obligations that guide the activities and operations of the brokerage and its related individuals.<\/p>\n<\/div>\n<\/div>\n<\/div>\n\n\n\n<div data-wp-context=\"{ &quot;autoclose&quot;: false, &quot;accordionItems&quot;: [] }\" data-wp-interactive=\"core\/accordion\" role=\"group\" class=\"wp-block-accordion is-layout-flow wp-block-accordion-is-layout-flow\">\n<div data-wp-class--is-open=\"state.isOpen\" data-wp-context=\"{ &quot;id&quot;: &quot;accordion-item-2&quot;, &quot;openByDefault&quot;: false }\" data-wp-init=\"callbacks.initAccordionItems\" data-wp-on-window--hashchange=\"callbacks.hashChange\" class=\"wp-block-accordion-item is-layout-flow wp-block-accordion-item-is-layout-flow\">\n<h3 class=\"wp-block-accordion-heading\"><button aria-expanded=\"false\" aria-controls=\"accordion-item-2-panel\" data-wp-bind--aria-expanded=\"state.isOpen\" data-wp-on--click=\"actions.toggle\" data-wp-on--keydown=\"actions.handleKeyDown\" id=\"accordion-item-2\" class=\"wp-block-accordion-heading__toggle\"><span class=\"wp-block-accordion-heading__toggle-title\">Business Conduct<\/span><span class=\"wp-block-accordion-heading__toggle-icon\" aria-hidden=\"true\">+<\/span><\/button><\/h3>\n\n\n\n<div inert aria-labelledby=\"accordion-item-2\" data-wp-bind--inert=\"!state.isOpen\" id=\"accordion-item-2-panel\" role=\"region\" class=\"wp-block-accordion-panel is-layout-flow wp-block-accordion-panel-is-layout-flow\">\n<p class=\"wp-block-paragraph\">In addition to principles-based obligations, registered brokerages and individuals are governed by specific business conduct requirements contained in The Real Estate Services Act and The Mortgage Brokers Act and related regulations.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Examples of key business conduct requirements for registered brokerages include trust account and trust record handling requirements, record maintenance requirements, policies and procedures, and complaint handling.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">For more information:<\/p>\n\n\n\n<p class=\"has-ast-global-color-5-background-color has-background has-medium-font-size wp-block-paragraph\">\u2022<a href=\"https:\/\/web2.gov.mb.ca\/bills\/40-3\/b070e.php\" target=\"_blank\" rel=\"noreferrer noopener\">\u00a0The Real Estate Services Act<\/a><br>\u2022\u00a0<a href=\"https:\/\/web2.gov.mb.ca\/laws\/regs\/current\/_pdf-regs.php?reg=84\/2021\" target=\"_blank\" rel=\"noreferrer noopener\">Real Estate Services Regulation<\/a><br>\u2022<a href=\"https:\/\/web2.gov.mb.ca\/laws\/statutes\/archive\/m210(2022-06-30)e.php?df=2022-01-01\" target=\"_blank\" rel=\"noreferrer noopener\">\u00a0The Mortgage Brokers Act<\/a><br>\u2022\u00a0<a href=\"https:\/\/web2.gov.mb.ca\/laws\/regs\/current\/_pdf-regs.php?reg=41\/2011\" target=\"_blank\" rel=\"noreferrer noopener\">Mortgage Brokers Regulation<\/a><\/p>\n<\/div>\n<\/div>\n<\/div>\n\n\n\n<div data-wp-context=\"{ &quot;autoclose&quot;: false, &quot;accordionItems&quot;: [] }\" data-wp-interactive=\"core\/accordion\" role=\"group\" class=\"wp-block-accordion is-layout-flow wp-block-accordion-is-layout-flow\">\n<div data-wp-class--is-open=\"state.isOpen\" data-wp-context=\"{ &quot;id&quot;: &quot;accordion-item-3&quot;, &quot;openByDefault&quot;: false }\" data-wp-init=\"callbacks.initAccordionItems\" data-wp-on-window--hashchange=\"callbacks.hashChange\" class=\"wp-block-accordion-item is-layout-flow wp-block-accordion-item-is-layout-flow\">\n<h3 class=\"wp-block-accordion-heading\"><button aria-expanded=\"false\" aria-controls=\"accordion-item-3-panel\" data-wp-bind--aria-expanded=\"state.isOpen\" data-wp-on--click=\"actions.toggle\" data-wp-on--keydown=\"actions.handleKeyDown\" id=\"accordion-item-3\" class=\"wp-block-accordion-heading__toggle\"><span class=\"wp-block-accordion-heading__toggle-title\">Financial Requirements<\/span><span class=\"wp-block-accordion-heading__toggle-icon\" aria-hidden=\"true\">+<\/span><\/button><\/h3>\n\n\n\n<div inert aria-labelledby=\"accordion-item-3\" data-wp-bind--inert=\"!state.isOpen\" id=\"accordion-item-3-panel\" role=\"region\" class=\"wp-block-accordion-panel is-layout-flow wp-block-accordion-panel-is-layout-flow\">\n<p class=\"wp-block-paragraph\">Registered brokerages have ongoing financial requirements, including financial reporting, maintaining sufficient working capital, and having adequate insurance coverage.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">For more information:<\/p>\n\n\n\n<p class=\"has-ast-global-color-5-background-color has-background has-medium-font-size wp-block-paragraph\">\u2022\u00a0<a href=\"https:\/\/web2.gov.mb.ca\/laws\/regs\/current\/_pdf-regs.php?reg=84\/2021\" target=\"_blank\" rel=\"noreferrer noopener\">Real Estate Services Regulation<\/a>\u00a0\u2013 Part 5 (Section 5.15 to 5.17(2))<br>\u2022\u00a0<a href=\"https:\/\/web2.gov.mb.ca\/laws\/statutes\/archive\/m210(2022-06-30)e.php?df=2022-01-01\" target=\"_blank\" rel=\"noreferrer noopener\">The Mortgage Brokers Act<\/a>\u00a0\u2013 Sections 13, 29 and 30<br>\u2022\u00a0<a href=\"https:\/\/web2.gov.mb.ca\/laws\/regs\/current\/_pdf-regs.php?reg=41\/2011\" target=\"_blank\" rel=\"noreferrer noopener\">Mortgage Brokers Regulation\u00a0<\/a>\u2013 Sections 7, 8, 24, and 25<\/p>\n<\/div>\n<\/div>\n<\/div>\n\n\n\n<p class=\"wp-block-paragraph\"><\/p>","protected":false},"excerpt":{"rendered":"<p>Registered brokerages have various ongoing requirements. We conduct compliance reviews to monitor and assess whether brokerages are complying with those [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":0,"parent":266,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"template-child-switcher.php","meta":{"_acf_changed":false,"_uag_custom_page_level_css":"","site-sidebar-layout":"default","site-content-layout":"","ast-site-content-layout":"default","site-content-style":"default","site-sidebar-style":"default","ast-global-header-display":"","ast-banner-title-visibility":"","ast-main-header-display":"","ast-hfb-above-header-display":"","ast-hfb-below-header-display":"","ast-hfb-mobile-header-display":"","site-post-title":"","ast-breadcrumbs-content":"","ast-featured-img":"","footer-sml-layout":"","ast-disable-related-posts":"","theme-transparent-header-meta":"","adv-header-id-meta":"","stick-header-meta":"","header-above-stick-meta":"","header-main-stick-meta":"","header-below-stick-meta":"","astra-migrate-meta-layouts":"default","ast-page-background-enabled":"default","ast-page-background-meta":{"desktop":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"tablet":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"mobile":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""}},"ast-content-background-meta":{"desktop":{"background-color":"var(--ast-global-color-4)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"tablet":{"background-color":"var(--ast-global-color-4)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"mobile":{"background-color":"var(--ast-global-color-4)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""}},"footnotes":""},"class_list":["post-1093","page","type-page","status-publish","hentry"],"acf":[],"_hostinger_reach_plugin_has_subscription_block":false,"_hostinger_reach_plugin_is_elementor":false,"uagb_featured_image_src":{"full":false,"thumbnail":false,"medium":false,"medium_large":false,"large":false,"1536x1536":false,"2048x2048":false,"trp-custom-language-flag":false},"uagb_author_info":{"display_name":"Manitoba Financial Services Agency","author_link":"https:\/\/hykaz.net\/fr\/author\/manitoba-financial-services-agency\/"},"uagb_comment_info":0,"uagb_excerpt":"Registered brokerages have various ongoing requirements. We conduct compliance reviews to monitor and assess whether brokerages are complying with those [&hellip;]","_links":{"self":[{"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/pages\/1093","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/comments?post=1093"}],"version-history":[{"count":5,"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/pages\/1093\/revisions"}],"predecessor-version":[{"id":4578,"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/pages\/1093\/revisions\/4578"}],"up":[{"embeddable":true,"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/pages\/266"}],"wp:attachment":[{"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/media?parent=1093"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}