{"id":179,"date":"2025-12-29T18:49:19","date_gmt":"2025-12-29T18:49:19","guid":{"rendered":"http:\/\/hykaz.net\/securities\/registration\/fees\/"},"modified":"2025-12-30T22:23:34","modified_gmt":"2025-12-30T22:23:34","slug":"fees","status":"publish","type":"page","link":"https:\/\/hykaz.net\/fr\/securities\/registration\/fees\/","title":{"rendered":"Fees"},"content":{"rendered":"<p class=\"wp-block-paragraph\">Fees under&nbsp;<a href=\"https:\/\/web2.gov.mb.ca\/laws\/statutes\/ccsm\/_pdf.php?cap=S50\"><em>The Securities Act (Manitoba)&nbsp;<\/em><\/a>and&nbsp;<a href=\"https:\/\/web2.gov.mb.ca\/laws\/statutes\/ccsm\/_pdf.php?cap=C152\"><em>The Commodity Futures Act<\/em>&nbsp;<\/a>are as follows:<\/p>\n\n\n\n<figure class=\"wp-block-table\"><table class=\"has-fixed-layout\"><thead><tr><th class=\"has-text-align-left\" data-align=\"left\">Category<\/th><th class=\"has-text-align-left\" data-align=\"left\">Securities<\/th><th class=\"has-text-align-left\" data-align=\"left\">Commodities<\/th><\/tr><\/thead><tbody><tr><td class=\"has-text-align-left\" data-align=\"left\">Firm Registration<\/td><td class=\"has-text-align-left\" data-align=\"left\">$750 Per Registration Category<\/td><td class=\"has-text-align-left\" data-align=\"left\">$1,000<\/td><\/tr><tr><td class=\"has-text-align-left\" data-align=\"left\">Amendment of firm registration<\/td><td class=\"has-text-align-left\" data-align=\"left\">$100<\/td><td class=\"has-text-align-left\" data-align=\"left\">$100<\/td><\/tr><tr><td class=\"has-text-align-left\" data-align=\"left\">Individual Registration<\/td><td class=\"has-text-align-left\" data-align=\"left\">$300<\/td><td class=\"has-text-align-left\" data-align=\"left\">$300<\/td><\/tr><tr><td class=\"has-text-align-left\" data-align=\"left\">Reactivation of individual registration (three or more months)<\/td><td class=\"has-text-align-left\" data-align=\"left\">$300<\/td><td class=\"has-text-align-left\" data-align=\"left\">$300<\/td><\/tr><tr><td class=\"has-text-align-left\" data-align=\"left\">Reinstatement of individual registration (less than three months)<\/td><td class=\"has-text-align-left\" data-align=\"left\">$75<\/td><td class=\"has-text-align-left\" data-align=\"left\">$75<\/td><\/tr><tr><td class=\"has-text-align-left\" data-align=\"left\">For each business location or new business location of a registered firm<\/td><td class=\"has-text-align-left\" data-align=\"left\">$200<\/td><td class=\"has-text-align-left\" data-align=\"left\">$200<\/td><\/tr><tr><td class=\"has-text-align-left\" data-align=\"left\">Individual termination notice<\/td><td class=\"has-text-align-left\" data-align=\"left\">$50<\/td><td class=\"has-text-align-left\" data-align=\"left\">$50<\/td><\/tr><tr><td class=\"has-text-align-left\" data-align=\"left\">Amalgamation or merger of two or more registrants<\/td><td class=\"has-text-align-left\" data-align=\"left\">&#8211;<\/td><td class=\"has-text-align-left\" data-align=\"left\">$100<\/td><\/tr><tr><td class=\"has-text-align-left\" data-align=\"left\">Miscellaneous applications<\/td><td class=\"has-text-align-left\" data-align=\"left\">&#8211;<\/td><td class=\"has-text-align-left\" data-align=\"left\">$650<\/td><\/tr><tr><td class=\"has-text-align-left\" data-align=\"left\">Form 31-103F2 International Dealer and\/or Adviser Exemption<\/td><td class=\"has-text-align-left\" data-align=\"left\">$1,150<\/td><td class=\"has-text-align-left\" data-align=\"left\">&#8211;<\/td><\/tr><\/tbody><\/table><\/figure>\n\n\n\n<p class=\"wp-block-paragraph\">NRD Systems Fees for SEDAR+ and NRD Regulation \u2013<a href=\"https:\/\/web2.gov.mb.ca\/laws\/statutes\/ccsm\/_pdf.php?cap=S50\"><em>The Securities Act<\/em>&nbsp;<em>(Manitoba)<\/em><\/a><\/p>\n\n\n\n<p class=\"wp-block-paragraph\">NRD System Fees Regulation \u2013&nbsp;<a href=\"https:\/\/web2.gov.mb.ca\/laws\/statutes\/ccsm\/_pdf.php?cap=C152\"><em>The Commodity Futures Act<\/em><\/a><\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Fees are to be paid by electronic funds transfer through the National Registration Database (NRD). If a firm has been granted an exemption from the requirement to pay fees through NRD under Part 4 of National Instrument 31-102 National Registration Database, fees can be paid by cheque made payable to: Minister of Finance Manitoba.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><strong>Annual National Registration Database user fee<\/strong><\/p>\n\n\n\n<p class=\"wp-block-paragraph\">NRD submission fee:<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>$138 for each Form 33-109F4 submitted for each individual applying for registration or review as a permitted individual in the principal jurisdiction.<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">Annual NRD system fee:<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>$138 for each registrant or permitted individual in the principal jurisdiction<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">As per MI 13-102, NRD system fees are payable to securities regulatory authorities, and consequently these fees are exempt from taxation.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Annual NRD user fees are due on December 31 of each year, as a payment for the following year.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">If an individual\u2019s registration with a firm has been terminated, the firm can avoid being charged user fees for that individual by submitting an Annual Fee Exclusion\/Reversal through NRD. The form must be filed by December 31 of the year the individual\u2019s registration was terminated.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Firms are required to submit a notice of termination\/surrender of registration for these individuals within 10 business days beginning the January of the year following the termination\/surrender.<\/p>","protected":false},"excerpt":{"rendered":"<p>Fees under&nbsp;The Securities Act (Manitoba)&nbsp;and&nbsp;The Commodity Futures Act&nbsp;are as follows: Category Securities Commodities Firm Registration $750 Per Registration Category $1,000 [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":0,"parent":162,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"template-child-switcher.php","meta":{"_acf_changed":false,"_uag_custom_page_level_css":"","site-sidebar-layout":"default","site-content-layout":"","ast-site-content-layout":"default","site-content-style":"default","site-sidebar-style":"default","ast-global-header-display":"","ast-banner-title-visibility":"","ast-main-header-display":"","ast-hfb-above-header-display":"","ast-hfb-below-header-display":"","ast-hfb-mobile-header-display":"","site-post-title":"","ast-breadcrumbs-content":"","ast-featured-img":"","footer-sml-layout":"","ast-disable-related-posts":"","theme-transparent-header-meta":"","adv-header-id-meta":"","stick-header-meta":"","header-above-stick-meta":"","header-main-stick-meta":"","header-below-stick-meta":"","astra-migrate-meta-layouts":"default","ast-page-background-enabled":"default","ast-page-background-meta":{"desktop":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center 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center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""}},"footnotes":""},"class_list":["post-179","page","type-page","status-publish","hentry"],"acf":[],"_hostinger_reach_plugin_has_subscription_block":false,"_hostinger_reach_plugin_is_elementor":false,"uagb_featured_image_src":{"full":false,"thumbnail":false,"medium":false,"medium_large":false,"large":false,"1536x1536":false,"2048x2048":false,"trp-custom-language-flag":false},"uagb_author_info":{"display_name":"Manitoba Financial Services Agency","author_link":"https:\/\/hykaz.net\/fr\/author\/manitoba-financial-services-agency\/"},"uagb_comment_info":0,"uagb_excerpt":"Fees under&nbsp;The Securities Act (Manitoba)&nbsp;and&nbsp;The Commodity Futures Act&nbsp;are as follows: Category Securities Commodities Firm Registration $750 Per Registration Category $1,000 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