{"id":207,"date":"2025-12-29T19:02:53","date_gmt":"2025-12-29T19:02:53","guid":{"rendered":"http:\/\/hykaz.net\/securities\/market-oversight\/other-regulated-entities\/"},"modified":"2026-04-20T18:30:59","modified_gmt":"2026-04-20T18:30:59","slug":"other-regulated-entities","status":"publish","type":"page","link":"https:\/\/hykaz.net\/fr\/securities\/market-oversight\/other-regulated-entities\/","title":{"rendered":"Other Regulated Entities"},"content":{"rendered":"<div data-wp-context=\"{ &quot;autoclose&quot;: true, &quot;accordionItems&quot;: [] }\" data-wp-interactive=\"core\/accordion\" role=\"group\" class=\"wp-block-accordion is-layout-flow wp-block-accordion-is-layout-flow\">\n<div data-wp-class--is-open=\"state.isOpen\" data-wp-context=\"{ &quot;id&quot;: &quot;accordion-item-1&quot;, &quot;openByDefault&quot;: false }\" data-wp-init=\"callbacks.initAccordionItems\" data-wp-on-window--hashchange=\"callbacks.hashChange\" class=\"wp-block-accordion-item is-layout-flow wp-block-accordion-item-is-layout-flow\">\n<h3 class=\"wp-block-accordion-heading\"><button aria-expanded=\"false\" aria-controls=\"accordion-item-1-panel\" data-wp-bind--aria-expanded=\"state.isOpen\" data-wp-on--click=\"actions.toggle\" data-wp-on--keydown=\"actions.handleKeyDown\" id=\"accordion-item-1\" type=\"button\" class=\"wp-block-accordion-heading__toggle\"><span class=\"wp-block-accordion-heading__toggle-title\">Exchanges<\/span><span class=\"wp-block-accordion-heading__toggle-icon\" aria-hidden=\"true\">+<\/span><\/button><\/h3>\n\n\n\n<div inert aria-labelledby=\"accordion-item-1\" data-wp-bind--inert=\"!state.isOpen\" id=\"accordion-item-1-panel\" role=\"region\" class=\"wp-block-accordion-panel is-layout-flow wp-block-accordion-panel-is-layout-flow\">\n<p class=\"wp-block-paragraph\">Under&nbsp;<em>The Securities Act&nbsp;<\/em>(Manitoba) and&nbsp;<em>The Commodity Futures Act&nbsp;<\/em>(Manitoba), the MSC has the statutory power to recognize or exempt exchanges from the recognition requirement found in the Act. This authority allows exchanges to carry on business in Manitoba and sets out the terms and conditions under which they are regulated.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">The MSC, along with certain other Canadian securities regulators, is a signatory to a Memorandum of Understanding (MOU) covering the coordination of regulation and oversight of exchanges and quotation trade reporting systems.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">The following contains the MOU and the list of exchanges, lead regulators, and exempting regulators.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><a href=\"https:\/\/docs.mbsecurities.ca\/msc\/notices\/en\/103313\/1\/document.do\">Memorandum of Understanding about the Oversight of Exchanges and Quotation of Trade Reporting Systems\u2013 December 17, 2010<\/a><br><a href=\"https:\/\/docs.mbsecurities.ca\/msc\/notices\/en\/item\/481595\/index.do\">MSC Staff Notice 2020-24&nbsp;<\/a><\/p>\n\n\n\n<p class=\"wp-block-paragraph\">ICE Futures Canada Inc. was a recognized exchange in Manitoba until August 21, 2018.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><a href=\"https:\/\/docs.mbsecurities.ca\/msc\/oe\/en\/item\/317905\/index.do\">ICE Futures Canada Inc. Revocation Order No. 7459 \u2013 August 21, 2018<\/a><br><a href=\"https:\/\/docs.mbsecurities.ca\/msc\/oe\/en\/104336\/1\/document.do\">ICE Futures Canada Inc. Recognition Order No. 5718 \u2013 June 16, 2008<\/a><\/p>\n<\/div>\n<\/div>\n\n\n\n<div data-wp-class--is-open=\"state.isOpen\" data-wp-context=\"{ &quot;id&quot;: &quot;accordion-item-2&quot;, &quot;openByDefault&quot;: false }\" data-wp-init=\"callbacks.initAccordionItems\" data-wp-on-window--hashchange=\"callbacks.hashChange\" class=\"wp-block-accordion-item is-layout-flow wp-block-accordion-item-is-layout-flow\">\n<h3 class=\"wp-block-accordion-heading\"><button aria-expanded=\"false\" aria-controls=\"accordion-item-2-panel\" data-wp-bind--aria-expanded=\"state.isOpen\" data-wp-on--click=\"actions.toggle\" data-wp-on--keydown=\"actions.handleKeyDown\" id=\"accordion-item-2\" type=\"button\" class=\"wp-block-accordion-heading__toggle\"><span class=\"wp-block-accordion-heading__toggle-title\">Clearing Agencies &amp; Clearing Houses<\/span><span class=\"wp-block-accordion-heading__toggle-icon\" aria-hidden=\"true\">+<\/span><\/button><\/h3>\n\n\n\n<div inert aria-labelledby=\"accordion-item-2\" data-wp-bind--inert=\"!state.isOpen\" id=\"accordion-item-2-panel\" role=\"region\" class=\"wp-block-accordion-panel is-layout-flow wp-block-accordion-panel-is-layout-flow\">\n<p class=\"wp-block-paragraph\">A clearing agency provides facilities for buyers and sellers of securities and futures contracts to clear and settle transactions. Under The Securities Act (Manitoba) and The Commodity Futures Act (Manitoba), the MSC has the statutory power to recognize, designate, or exempt clearing agencies and clearinghouses from the recognition requirements under the Act. This authority allows clearing agencies to carry on business in Manitoba and sets out the terms and conditions under which they are regulated.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">The MSC, along with certain other Canadian securities regulators, is a signatory to a related MOU:<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>Notice of Memorandum of Understanding Respecting the Oversight of Clearing Agencies, Trade Repositories and Matching Service Utilities<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">ICE Clear Canada was a recognized clearing house in Manitoba until August 13, 2018.<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li><a href=\"https:\/\/docs.mbsecurities.ca\/msc\/oe\/en\/item\/317543\/index.do\">ICE Clear Canada Inc. Revocation Order No. 7457\u2013 August 13, 2018<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/docs.mbsecurities.ca\/msc\/oe\/en\/item\/104335\/index.do\">ICE Clear Canada and ICE Futures Canada Recognition Order No. 5719\u2013 June 16, 2008<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/docs.mbsecurities.ca\/msc\/oe\/en\/item\/105114\/index.do?iframe=true\">ICE Clear Canada Inc. Order 6878\u2013 February 6, 2014<\/a><\/li>\n<\/ul>\n<\/div>\n<\/div>\n\n\n\n<div data-wp-class--is-open=\"state.isOpen\" data-wp-context=\"{ &quot;id&quot;: &quot;accordion-item-3&quot;, &quot;openByDefault&quot;: false }\" data-wp-init=\"callbacks.initAccordionItems\" data-wp-on-window--hashchange=\"callbacks.hashChange\" class=\"wp-block-accordion-item is-layout-flow wp-block-accordion-item-is-layout-flow\">\n<h3 class=\"wp-block-accordion-heading\"><button aria-expanded=\"false\" aria-controls=\"accordion-item-3-panel\" data-wp-bind--aria-expanded=\"state.isOpen\" data-wp-on--click=\"actions.toggle\" data-wp-on--keydown=\"actions.handleKeyDown\" id=\"accordion-item-3\" type=\"button\" class=\"wp-block-accordion-heading__toggle\"><span class=\"wp-block-accordion-heading__toggle-title\">Trade Repositories<\/span><span class=\"wp-block-accordion-heading__toggle-icon\" aria-hidden=\"true\">+<\/span><\/button><\/h3>\n\n\n\n<div inert aria-labelledby=\"accordion-item-3\" data-wp-bind--inert=\"!state.isOpen\" id=\"accordion-item-3-panel\" role=\"region\" class=\"wp-block-accordion-panel is-layout-flow wp-block-accordion-panel-is-layout-flow\">\n<p class=\"wp-block-paragraph\">A trade repository is an entity that collects and maintains reports about the trades of certain derivatives. The Securities Act (Manitoba) provides the MSC with the power to designate a trade repository.<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li><a href=\"https:\/\/www.dtcc.com\/about\/businesses-and-subsidiaries\/ddr-us\">DTCC Data Repository (U.S.) LLC<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.cmegroup.com\/company\/cme.html\">Chicago Mercantile Exchange Inc.<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.ice.com\/technology\/post-trade\/ice-trade-vault-north-america\">ICE Trade Vault, LLC<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.korfinancial.com\/\">KOR Reporting Inc.<\/a><\/li>\n<\/ul>\n<\/div>\n<\/div>\n\n\n\n<div data-wp-class--is-open=\"state.isOpen\" data-wp-context=\"{ &quot;id&quot;: &quot;accordion-item-4&quot;, &quot;openByDefault&quot;: false }\" data-wp-init=\"callbacks.initAccordionItems\" data-wp-on-window--hashchange=\"callbacks.hashChange\" class=\"wp-block-accordion-item is-layout-flow wp-block-accordion-item-is-layout-flow\">\n<h3 class=\"wp-block-accordion-heading\"><button aria-expanded=\"false\" aria-controls=\"accordion-item-4-panel\" data-wp-bind--aria-expanded=\"state.isOpen\" data-wp-on--click=\"actions.toggle\" data-wp-on--keydown=\"actions.handleKeyDown\" id=\"accordion-item-4\" type=\"button\" class=\"wp-block-accordion-heading__toggle\"><span class=\"wp-block-accordion-heading__toggle-title\">Alternative Trading Systems<\/span><span class=\"wp-block-accordion-heading__toggle-icon\" aria-hidden=\"true\">+<\/span><\/button><\/h3>\n\n\n\n<div inert aria-labelledby=\"accordion-item-4\" data-wp-bind--inert=\"!state.isOpen\" id=\"accordion-item-4-panel\" role=\"region\" class=\"wp-block-accordion-panel is-layout-flow wp-block-accordion-panel-is-layout-flow\">\n<p class=\"wp-block-paragraph\">The establishment and operation of Alternative Trade Systems (ATS) are governed by the regulatory framework in National Instrument 21-101&nbsp;<em>Marketplace Operation<\/em>&nbsp;and National Instrument 23-101&nbsp;<em>Trading Rules<\/em>. To carry on business, an ATS must be registered as an investment dealer in Manitoba and must be an active member of CIRO.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">The MSC has issued orders allowing the following ATS to operate in Manitoba:<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>Bloomberg Tradebook Canada<\/li>\n\n\n\n<li>Instinet Corporation and Instinet Canada Limited<\/li>\n\n\n\n<li>TriAct Canada Marketplace LP<\/li>\n\n\n\n<li>CanDeal.ca Inc. and Tradeweb LLC<\/li>\n\n\n\n<li>CollectiveBid Systems Inc. and CBID Securities Inc.<\/li>\n<\/ul>\n<\/div>\n<\/div>\n\n\n\n<div data-wp-class--is-open=\"state.isOpen\" data-wp-context=\"{ &quot;id&quot;: &quot;accordion-item-5&quot;, &quot;openByDefault&quot;: false }\" data-wp-init=\"callbacks.initAccordionItems\" data-wp-on-window--hashchange=\"callbacks.hashChange\" class=\"wp-block-accordion-item is-layout-flow wp-block-accordion-item-is-layout-flow\">\n<h3 class=\"wp-block-accordion-heading\"><button aria-expanded=\"false\" aria-controls=\"accordion-item-5-panel\" data-wp-bind--aria-expanded=\"state.isOpen\" data-wp-on--click=\"actions.toggle\" data-wp-on--keydown=\"actions.handleKeyDown\" id=\"accordion-item-5\" type=\"button\" class=\"wp-block-accordion-heading__toggle\"><span class=\"wp-block-accordion-heading__toggle-title\">Auditor Oversight Bodies<\/span><span class=\"wp-block-accordion-heading__toggle-icon\" aria-hidden=\"true\">+<\/span><\/button><\/h3>\n\n\n\n<div inert aria-labelledby=\"accordion-item-5\" data-wp-bind--inert=\"!state.isOpen\" id=\"accordion-item-5-panel\" role=\"region\" class=\"wp-block-accordion-panel is-layout-flow wp-block-accordion-panel-is-layout-flow\">\n<p class=\"wp-block-paragraph\">The Canadian Public Accountability Board (CPAB) is responsible for the regulation and oversight of public accounting firms that audit Canadian reporting issuers, and for promoting the integrity of financial reporting.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">CPAB is recognized under The Securities Act (Manitoba) as an auditor oversight body.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">For more information:<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li><a href=\"https:\/\/cpab-ccrc.ca\/\">Canadian Public Accountability Board<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/docs.mbsecurities.ca\/msc\/oe\/en\/item\/233413\/index.do?iframe=true\">Canadian Public Accountability Board&nbsp; Recognition Order No.7417 \u2013 July 31, 2017<\/a><\/li>\n<\/ul>\n<\/div>\n<\/div>\n<\/div>","protected":false},"excerpt":{"rendered":"","protected":false},"author":1,"featured_media":0,"parent":166,"menu_order":1,"comment_status":"closed","ping_status":"closed","template":"template-child-switcher.php","meta":{"_acf_changed":false,"_uag_custom_page_level_css":"","site-sidebar-layout":"default","site-content-layout":"","ast-site-content-layout":"default","site-content-style":"default","site-sidebar-style":"default","ast-global-header-display":"","ast-banner-title-visibility":"","ast-main-header-display":"","ast-hfb-above-header-display":"","ast-hfb-below-header-display":"","ast-hfb-mobile-header-display":"","site-post-title":"","ast-breadcrumbs-content":"","ast-featured-img":"","footer-sml-layout":"","ast-disable-related-posts":"","theme-transparent-header-meta":"","adv-header-id-meta":"","stick-header-meta":"","header-above-stick-meta":"","header-main-stick-meta":"","header-below-stick-meta":"","astra-migrate-meta-layouts":"default","ast-page-background-enabled":"default","ast-page-background-meta":{"desktop":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"tablet":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"mobile":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""}},"ast-content-background-meta":{"desktop":{"background-color":"var(--ast-global-color-4)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"tablet":{"background-color":"var(--ast-global-color-4)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"mobile":{"background-color":"var(--ast-global-color-4)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""}},"footnotes":""},"class_list":["post-207","page","type-page","status-publish","hentry"],"acf":[],"_hostinger_reach_plugin_has_subscription_block":false,"_hostinger_reach_plugin_is_elementor":false,"uagb_featured_image_src":{"full":false,"thumbnail":false,"medium":false,"medium_large":false,"large":false,"1536x1536":false,"2048x2048":false,"trp-custom-language-flag":false},"uagb_author_info":{"display_name":"Manitoba Financial Services Agency","author_link":"https:\/\/hykaz.net\/fr\/author\/manitoba-financial-services-agency\/"},"uagb_comment_info":0,"uagb_excerpt":null,"_links":{"self":[{"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/pages\/207","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/comments?post=207"}],"version-history":[{"count":4,"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/pages\/207\/revisions"}],"predecessor-version":[{"id":5564,"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/pages\/207\/revisions\/5564"}],"up":[{"embeddable":true,"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/pages\/166"}],"wp:attachment":[{"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/media?parent=207"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}