{"id":207,"date":"2025-12-29T19:02:53","date_gmt":"2025-12-29T19:02:53","guid":{"rendered":"http:\/\/hykaz.net\/securities\/market-oversight\/other-regulated-entities\/"},"modified":"2026-04-20T18:30:59","modified_gmt":"2026-04-20T18:30:59","slug":"other-regulated-entities","status":"publish","type":"page","link":"https:\/\/hykaz.net\/fr\/securities\/market-oversight\/other-regulated-entities\/","title":{"rendered":"Autres entit\u00e9s r\u00e9glement\u00e9es"},"content":{"rendered":"<div data-wp-context=\"{ &quot;autoclose&quot;: true, &quot;accordionItems&quot;: [] }\" data-wp-interactive=\"core\/accordion\" role=\"group\" class=\"wp-block-accordion is-layout-flow wp-block-accordion-is-layout-flow\">\n<div data-wp-class--is-open=\"state.isOpen\" data-wp-context=\"{ &quot;id&quot;: &quot;accordion-item-1&quot;, &quot;openByDefault&quot;: false }\" data-wp-init=\"callbacks.initAccordionItems\" data-wp-on-window--hashchange=\"callbacks.hashChange\" class=\"wp-block-accordion-item is-layout-flow wp-block-accordion-item-is-layout-flow\">\n<h3 class=\"wp-block-accordion-heading\"><button aria-expanded=\"false\" aria-controls=\"accordion-item-1-panel\" data-wp-bind--aria-expanded=\"state.isOpen\" data-wp-on--click=\"actions.toggle\" id=\"accordion-item-1\" type=\"button\" class=\"wp-block-accordion-heading__toggle\"><span class=\"wp-block-accordion-heading__toggle-title\">Bourses<\/span><span class=\"wp-block-accordion-heading__toggle-icon\" aria-hidden=\"true\">+<\/span><\/button><\/h3>\n\n\n\n<div aria-labelledby=\"accordion-item-1\" data-wp-bind--hidden=\"state.isHidden\" data-wp-on--beforematch=\"actions.handleBeforeMatch\" id=\"accordion-item-1-panel\" role=\"region\" class=\"wp-block-accordion-panel is-layout-flow wp-block-accordion-panel-is-layout-flow\">\n<p class=\"wp-block-paragraph translation-block\"><em>La Loi sur les valeurs mobili\u00e8res<\/em> (Manitoba) et <em>la Loi sur les contrats \u00e0 terme de marchandises<\/em> (Manitoba) conf\u00e8rent \u00e0 la Commission le pouvoir de reconna\u00eetre les bourses ou de les dispenser de l\u2019obligation de reconnaissance pr\u00e9vue par cette Loi. Cela permet aux march\u00e9s boursiers d\u2019exercer leurs activit\u00e9s au Manitoba et \u00e9tablit les modalit\u00e9s en vertu desquelles ils sont r\u00e9glement\u00e9s.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u00c0 l\u2019instar d\u2019autres autorit\u00e9s canadiennes en valeurs mobili\u00e8res, la Commission a sign\u00e9 un protocole d\u2019entente portant sur la coordination de la r\u00e9glementation et de la surveillance des bourses et des syst\u00e8mes de cotation et de d\u00e9claration d\u2019op\u00e9rations.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Les liens vers le protocole d\u2019entente ainsi que la liste des bourses, des autorit\u00e9s responsables et des autorit\u00e9s de dispense sont ajout\u00e9s ci-dessous.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><a href=\"https:\/\/docs.mbsecurities.ca\/msc\/notices\/en\/103313\/1\/document.do\">Protocole d\u2019entente sur la surveillance des bourses et des syst\u00e8mes de cotation et de d\u00e9claration d\u2019op\u00e9rations \u2013 17 d\u00e9cembre 2010<\/a><br><a href=\"https:\/\/docs.mbsecurities.ca\/msc\/notices\/en\/item\/481595\/index.do\">Avis 2020-24 du personnel des ACVM&nbsp;<\/a><\/p>\n\n\n\n<p class=\"wp-block-paragraph\">ICE Futures Canada Inc. a \u00e9t\u00e9 reconnue comme bourse au Manitoba jusqu\u2019au 21 ao\u00fbt 2018.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><a href=\"https:\/\/docs.mbsecurities.ca\/msc\/oe\/en\/item\/317905\/index.do\">ICE Futures Canada Inc. \u2013 Ordonnance de r\u00e9vocation 7459 \u2013 21 ao\u00fbt 2018<\/a><br><a href=\"https:\/\/docs.mbsecurities.ca\/msc\/oe\/en\/104336\/1\/document.do\">ICE Futures Canada Inc. \u2013 Ordonnance de reconnaissance 5718 \u2013 16 juin 2008<\/a><\/p>\n<\/div>\n<\/div>\n\n\n\n<div data-wp-class--is-open=\"state.isOpen\" data-wp-context=\"{ &quot;id&quot;: &quot;accordion-item-2&quot;, &quot;openByDefault&quot;: false }\" data-wp-init=\"callbacks.initAccordionItems\" data-wp-on-window--hashchange=\"callbacks.hashChange\" class=\"wp-block-accordion-item is-layout-flow wp-block-accordion-item-is-layout-flow\">\n<h3 class=\"wp-block-accordion-heading\"><button aria-expanded=\"false\" aria-controls=\"accordion-item-2-panel\" data-wp-bind--aria-expanded=\"state.isOpen\" data-wp-on--click=\"actions.toggle\" id=\"accordion-item-2\" type=\"button\" class=\"wp-block-accordion-heading__toggle\"><span class=\"wp-block-accordion-heading__toggle-title\">Clearing Agencies &amp; Clearing Houses<\/span><span class=\"wp-block-accordion-heading__toggle-icon\" aria-hidden=\"true\">+<\/span><\/button><\/h3>\n\n\n\n<div aria-labelledby=\"accordion-item-2\" data-wp-bind--hidden=\"state.isHidden\" data-wp-on--beforematch=\"actions.handleBeforeMatch\" id=\"accordion-item-2-panel\" role=\"region\" class=\"wp-block-accordion-panel is-layout-flow wp-block-accordion-panel-is-layout-flow\">\n<p class=\"wp-block-paragraph\">L\u2019agence de compensation permet aux acheteurs et aux vendeurs de valeurs mobili\u00e8res et de contrats \u00e0 terme de compenser et d\u2019ex\u00e9cuter des op\u00e9rations. La Loi sur les valeurs mobili\u00e8res (Manitoba) et la Loi sur les contrats \u00e0 terme de marchandises (Manitoba) conf\u00e8rent \u00e0 la Commission le pouvoir de reconna\u00eetre et de d\u00e9signer les agences et les chambres de compensation ou de les dispenser des exigences de reconnaissance pr\u00e9vues par la Loi. Ce pouvoir permet aux agences de compensation d\u2019exercer leurs activit\u00e9s au Manitoba et \u00e9tablit les modalit\u00e9s en vertu desquelles elles sont r\u00e9glement\u00e9es.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u00c0 l\u2019instar d\u2019autres autorit\u00e9s canadiennes en valeurs mobili\u00e8res, la Commission a sign\u00e9 un protocole d\u2019entente \u00e0 cet \u00e9gard :<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>Protocole d\u2019entente concernant la surveillance des chambres de compensation, des r\u00e9f\u00e9rentiels centraux et des fournisseurs de services d\u2019appariement<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">ICE Clear Canada a \u00e9t\u00e9 reconnue comme chambre de compensation au Manitoba jusqu\u2019au 13 ao\u00fbt 2018<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li><a href=\"https:\/\/docs.mbsecurities.ca\/msc\/oe\/en\/item\/317543\/index.do\">ICE Clear Canada Inc. \u2013 Ordonnance de r\u00e9vocation 7457 \u2013 13 ao\u00fbt 2018<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/docs.mbsecurities.ca\/msc\/oe\/en\/item\/104335\/index.do\">ICE Clear Canada et ICE Futures Canada \u2013 Ordonnance de reconnaissance 5719 \u2013 16 juin 2008<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/docs.mbsecurities.ca\/msc\/oe\/en\/item\/105114\/index.do?iframe=true\">ICE Clear Canada Inc. \u2013 Ordonnance 6878 \u2013 6 f\u00e9vrier 2014<\/a><\/li>\n<\/ul>\n<\/div>\n<\/div>\n\n\n\n<div data-wp-class--is-open=\"state.isOpen\" data-wp-context=\"{ &quot;id&quot;: &quot;accordion-item-3&quot;, &quot;openByDefault&quot;: false }\" data-wp-init=\"callbacks.initAccordionItems\" data-wp-on-window--hashchange=\"callbacks.hashChange\" class=\"wp-block-accordion-item is-layout-flow wp-block-accordion-item-is-layout-flow\">\n<h3 class=\"wp-block-accordion-heading\"><button aria-expanded=\"false\" aria-controls=\"accordion-item-3-panel\" data-wp-bind--aria-expanded=\"state.isOpen\" data-wp-on--click=\"actions.toggle\" id=\"accordion-item-3\" type=\"button\" class=\"wp-block-accordion-heading__toggle\"><span class=\"wp-block-accordion-heading__toggle-title\">R\u00e9f\u00e9rentiels centraux<\/span><span class=\"wp-block-accordion-heading__toggle-icon\" aria-hidden=\"true\">+<\/span><\/button><\/h3>\n\n\n\n<div aria-labelledby=\"accordion-item-3\" data-wp-bind--hidden=\"state.isHidden\" data-wp-on--beforematch=\"actions.handleBeforeMatch\" id=\"accordion-item-3-panel\" role=\"region\" class=\"wp-block-accordion-panel is-layout-flow wp-block-accordion-panel-is-layout-flow\">\n<p class=\"wp-block-paragraph\">Un r\u00e9f\u00e9rentiel central est une entit\u00e9 qui recueille et conserve des rapports sur les op\u00e9rations relatives \u00e0 certains produits d\u00e9riv\u00e9s. La Loi sur les valeurs mobili\u00e8res (Manitoba) conf\u00e8re \u00e0 la Commission le pouvoir de d\u00e9signer un r\u00e9f\u00e9rentiel central.<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li><a href=\"https:\/\/www.dtcc.com\/about\/businesses-and-subsidiaries\/ddr-us\">DTCC Data Repository (U.S.) LLC<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.cmegroup.com\/company\/cme.html\">Chicago Mercantile Exchange Inc.<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.ice.com\/technology\/post-trade\/ice-trade-vault-north-america\">ICE Trade Vault, LLC<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.korfinancial.com\/\">KOR Reporting Inc.<\/a><\/li>\n<\/ul>\n<\/div>\n<\/div>\n\n\n\n<div data-wp-class--is-open=\"state.isOpen\" data-wp-context=\"{ &quot;id&quot;: &quot;accordion-item-4&quot;, &quot;openByDefault&quot;: false }\" data-wp-init=\"callbacks.initAccordionItems\" data-wp-on-window--hashchange=\"callbacks.hashChange\" class=\"wp-block-accordion-item is-layout-flow wp-block-accordion-item-is-layout-flow\">\n<h3 class=\"wp-block-accordion-heading\"><button aria-expanded=\"false\" aria-controls=\"accordion-item-4-panel\" data-wp-bind--aria-expanded=\"state.isOpen\" data-wp-on--click=\"actions.toggle\" id=\"accordion-item-4\" type=\"button\" class=\"wp-block-accordion-heading__toggle\"><span class=\"wp-block-accordion-heading__toggle-title\">Syst\u00e8mes de n\u00e9gociation parall\u00e8le<\/span><span class=\"wp-block-accordion-heading__toggle-icon\" aria-hidden=\"true\">+<\/span><\/button><\/h3>\n\n\n\n<div aria-labelledby=\"accordion-item-4\" data-wp-bind--hidden=\"state.isHidden\" data-wp-on--beforematch=\"actions.handleBeforeMatch\" id=\"accordion-item-4-panel\" role=\"region\" class=\"wp-block-accordion-panel is-layout-flow wp-block-accordion-panel-is-layout-flow\">\n<p class=\"wp-block-paragraph translation-block\">La cr\u00e9ation et le fonctionnement des syst\u00e8mes de n\u00e9gociation parall\u00e8le (SNP) sont r\u00e9gis par le cadre de r\u00e9glementation pr\u00e9vu au R\u00e8glement 21\u2013101 <em>sur le fonctionnement du march\u00e9<\/em> et au R\u00e8glement 23-101 <em>sur les r\u00e8gles de n\u00e9gociation<\/em>. Pour mener ses activit\u00e9s, un SNP doit \u00eatre inscrit comme courtier en placement au Manitoba et \u00eatre membre actif de l\u2019OCRI.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">La Commission a rendu des ordonnances pour permettre aux SNP suivants d\u2019exercer des activit\u00e9s au Manitoba :<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>Bloomberg Tradebook Canada<\/li>\n\n\n\n<li>Instinet Corporation and Instinet Canada Limited<\/li>\n\n\n\n<li>TriAct Canada Marketplace LP<\/li>\n\n\n\n<li>CanDeal.ca Inc. and Tradeweb LLC<\/li>\n\n\n\n<li>CollectiveBid Systems Inc. and CBID Securities Inc.<\/li>\n<\/ul>\n<\/div>\n<\/div>\n\n\n\n<div data-wp-class--is-open=\"state.isOpen\" data-wp-context=\"{ &quot;id&quot;: &quot;accordion-item-5&quot;, &quot;openByDefault&quot;: false }\" data-wp-init=\"callbacks.initAccordionItems\" data-wp-on-window--hashchange=\"callbacks.hashChange\" class=\"wp-block-accordion-item is-layout-flow wp-block-accordion-item-is-layout-flow\">\n<h3 class=\"wp-block-accordion-heading\"><button aria-expanded=\"false\" aria-controls=\"accordion-item-5-panel\" data-wp-bind--aria-expanded=\"state.isOpen\" data-wp-on--click=\"actions.toggle\" id=\"accordion-item-5\" type=\"button\" class=\"wp-block-accordion-heading__toggle\"><span class=\"wp-block-accordion-heading__toggle-title\">Organismes d\u2019encadrement des auditeurs<\/span><span class=\"wp-block-accordion-heading__toggle-icon\" aria-hidden=\"true\">+<\/span><\/button><\/h3>\n\n\n\n<div aria-labelledby=\"accordion-item-5\" data-wp-bind--hidden=\"state.isHidden\" data-wp-on--beforematch=\"actions.handleBeforeMatch\" id=\"accordion-item-5-panel\" role=\"region\" class=\"wp-block-accordion-panel is-layout-flow wp-block-accordion-panel-is-layout-flow\">\n<p class=\"wp-block-paragraph\">Le Conseil canadien sur la reddition de comptes (CCRC) est responsable de la r\u00e9glementation et de l\u2019encadrement des cabinets comptables qui auditent les \u00e9metteurs assujettis au Canada ainsi que de la promotion de l\u2019int\u00e9grit\u00e9 de l\u2019information financi\u00e8re.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Le CCRC est reconnu en vertu de la Loi sur les valeurs mobili\u00e8res (Manitoba) comme organisme d\u2019encadrement des auditeurs.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Pour de plus amples renseignements :<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li><a href=\"https:\/\/cpab-ccrc.ca\/\">Conseil canadien sur la reddition de comptes<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/docs.mbsecurities.ca\/msc\/oe\/en\/item\/233413\/index.do?iframe=true\">Canadian Public Accountability Board&nbsp; Recognition Order No.7417 \u2013 July 31, 2017<\/a><\/li>\n<\/ul>\n<\/div>\n<\/div>\n<\/div>","protected":false},"excerpt":{"rendered":"","protected":false},"author":1,"featured_media":0,"parent":166,"menu_order":1,"comment_status":"closed","ping_status":"closed","template":"template-child-switcher.php","meta":{"_acf_changed":false,"_uag_custom_page_level_css":"","site-sidebar-layout":"default","site-content-layout":"","ast-site-content-layout":"default","site-content-style":"default","site-sidebar-style":"default","ast-global-header-display":"","ast-banner-title-visibility":"","ast-main-header-display":"","ast-hfb-above-header-display":"","ast-hfb-below-header-display":"","ast-hfb-mobile-header-display":"","site-post-title":"","ast-breadcrumbs-content":"","ast-featured-img":"","footer-sml-layout":"","ast-disable-related-posts":"","theme-transparent-header-meta":"","adv-header-id-meta":"","stick-header-meta":"","header-above-stick-meta":"","header-main-stick-meta":"","header-below-stick-meta":"","astra-migrate-meta-layouts":"default","ast-page-background-enabled":"default","ast-page-background-meta":{"desktop":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"tablet":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"mobile":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""}},"ast-content-background-meta":{"desktop":{"background-color":"var(--ast-global-color-4)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"tablet":{"background-color":"var(--ast-global-color-4)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"mobile":{"background-color":"var(--ast-global-color-4)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""}},"footnotes":""},"class_list":["post-207","page","type-page","status-publish","hentry"],"acf":[],"_hostinger_reach_plugin_has_subscription_block":false,"_hostinger_reach_plugin_is_elementor":false,"uagb_featured_image_src":{"full":false,"thumbnail":false,"medium":false,"medium_large":false,"large":false,"1536x1536":false,"2048x2048":false,"trp-custom-language-flag":false},"uagb_author_info":{"display_name":"Manitoba Financial Services Agency","author_link":"https:\/\/hykaz.net\/fr\/author\/manitoba-financial-services-agency\/"},"uagb_comment_info":0,"uagb_excerpt":null,"_links":{"self":[{"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/pages\/207","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/comments?post=207"}],"version-history":[{"count":4,"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/pages\/207\/revisions"}],"predecessor-version":[{"id":5564,"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/pages\/207\/revisions\/5564"}],"up":[{"embeddable":true,"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/pages\/166"}],"wp:attachment":[{"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/media?parent=207"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}