{"id":458,"date":"2026-01-02T23:46:37","date_gmt":"2026-01-02T23:46:37","guid":{"rendered":"http:\/\/hykaz.net\/law\/law-instruments\/csa-numbering-system\/"},"modified":"2026-01-06T18:26:20","modified_gmt":"2026-01-06T18:26:20","slug":"csa-numbering-system","status":"publish","type":"page","link":"https:\/\/hykaz.net\/fr\/law\/law-instruments\/csa-numbering-system\/","title":{"rendered":"Syst\u00e8me de num\u00e9rotation des ACVM"},"content":{"rendered":"

Comprendre le syst\u00e8me de num\u00e9rotation<\/strong><\/p>\n\n\n\n

Les Autorit\u00e9s canadiennes en valeurs mobili\u00e8res (ACVM) appliquent un syst\u00e8me de num\u00e9rotation des textes r\u00e9glementaires sur les valeurs mobili\u00e8res pr\u00e9voyant l\u2019attribution d\u2019un num\u00e9ro en fonction du type et du sujet du texte.<\/p>\n\n\n\n

Chaque texte re\u00e7oit ainsi un num\u00e9ro \u00e0 cinq chiffres, le deuxi\u00e8me et le troisi\u00e8me \u00e9tant s\u00e9par\u00e9s par un trait d\u2019union<\/p>\n\n\n\n

Exemple : 34-202<\/p>\n\n\n\n

Le num\u00e9ro attribu\u00e9 comporte quatre \u00e9l\u00e9ments :<\/p>\n\n\n\n

Le premier chiffre se rapporte \u00e0 la cat\u00e9gorie de sujet dans laquelle le document a \u00e9t\u00e9 class\u00e9. Il en existe neuf :<\/p>\n\n\n\n

    \n
  1. Proc\u00e9dures et sujets connexes<\/li>\n\n\n\n
  2. March\u00e9s des capitaux \u2013 certains participants (organismes d\u2019autor\u00e9glementation, bourses et fonctionnement du march\u00e9)<\/li>\n\n\n\n
  3. Inscription et sujets connexes (courtiers, conseillers et autres personnes inscrites)<\/li>\n\n\n\n
  4. Placement de valeurs (obligations relatives au prospectus et dispenses de prospectus)<\/li>\n\n\n\n
  5. Obligations permanentes des \u00e9metteurs et des initi\u00e9s (information continue)<\/li>\n\n\n\n
  6. Offres publiques et op\u00e9rations particuli\u00e8res<\/li>\n\n\n\n
  7. Op\u00e9rations sur valeurs \u00e0 l\u2019ext\u00e9rieur du territoire<\/li>\n\n\n\n
  8. Organismes de placement collectif<\/li>\n\n\n\n
  9. Instruments d\u00e9riv\u00e9s<\/li>\n<\/ol>\n\n\n\n

    Le chiffre \u00ab 3 \u00bb dans l\u2019exemple ci-dessus indique que le texte porte sur l\u2019inscription et les sujets connexes.<\/p>\n\n\n\n

    Le deuxi\u00e8me chiffre se rapporte \u00e0 la sous-cat\u00e9gorie de la cat\u00e9gorie de sujet dans laquelle le texte a \u00e9t\u00e9 class\u00e9.<\/p>\n\n\n\n

    Si on reprend le m\u00eame exemple, \u00e0 l\u2019int\u00e9rieur de la cat\u00e9gorie Inscription et sujets connexes, le chiffre \u00ab 4 \u00bb se rapporte \u00e0 la sous-cat\u00e9gorie de textes sur l\u2019admissibilit\u00e9 \u00e0 l\u2019inscription. Ainsi, tous les documents portant sur l\u2019admissibilit\u00e9 \u00e0 l\u2019inscription commencent par le num\u00e9ro \u00ab 34 \u00bb.<\/p>\n\n\n\n

    Le troisi\u00e8me chiffre indique le type de document. Les chiffres 1 \u00e0 8 permettent de classer les textes selon les types suivants :<\/p>\n\n\n\n

      \n
    1. R\u00e8glement d\u2019application pancanadienne ou multilat\u00e9rale et instruction g\u00e9n\u00e9rale ou annexes s\u2019y rapportant<\/li>\n\n\n\n
    2. Instruction g\u00e9n\u00e9rale d\u2019application pancanadienne ou multilat\u00e9rale<\/li>\n\n\n\n
    3. Avis des ACVM<\/li>\n\n\n\n
    4. \u00c9nonc\u00e9 de principe<\/li>\n\n\n\n
    5. R\u00e8glement ou d\u00e9cision g\u00e9n\u00e9rale d\u2019application locale et instruction g\u00e9n\u00e9rale ou annexes s\u2019y rapportant<\/li>\n\n\n\n
    6. Instruction g\u00e9n\u00e9rale locale<\/li>\n\n\n\n
    7. Avis local<\/li>\n\n\n\n
    8. R\u00e8glement de mise en \u0153uvre<\/li>\n\n\n\n
    9. Divers<\/li>\n<\/ol>\n\n\n\n

      Le chiffre \u00ab 2 \u00bb dans l\u2019exemple indique que le texte est une instruction g\u00e9n\u00e9rale d\u2019application pancanadienne ou multilat\u00e9rale.<\/p>\n\n\n\n

      Les quatri\u00e8me et cinqui\u00e8me chiffres sont attribu\u00e9s dans un ordre cons\u00e9cutif allant de 01 \u00e0 99 \u00e0 l\u2019int\u00e9rieur d\u2019une sous-cat\u00e9gorie donn\u00e9e. Le num\u00e9ro \u00ab 02 \u00bb de l\u2019exemple ci-dessus indique que le texte est la deuxi\u00e8me instruction g\u00e9n\u00e9rale d\u2019application pancanadienne \u00e0 l\u2019int\u00e9rieur de la sous-cat\u00e9gorie.<\/p>\n\n\n\n

      L\u2019instruction g\u00e9n\u00e9rale ou l\u2019annexe se rapportant \u00e0 un r\u00e8glement, local ou non, portera le m\u00eame num\u00e9ro que ce r\u00e8glement. Dans le cas de l\u2019annexe, la lettre \u00ab A \u00bb est accol\u00e9e au num\u00e9ro. Si le r\u00e8glement compte plusieurs annexes, celles-ci sont num\u00e9rot\u00e9es dans l\u2019ordre (A1, A2, A3, etc.).<\/p>\n\n\n\n

      Remarque : ce syst\u00e8me de num\u00e9rotation est utilis\u00e9 depuis 1995; il se peut que les documents ant\u00e9rieurs ne soient pas num\u00e9rot\u00e9s selon ce syst\u00e8me.<\/p>\n\n\n\n

      <\/p>","protected":false},"excerpt":{"rendered":"

      Understanding the Numbering System The Canadian Securities Administrators (\u201cCSA\u201d), follows a system in which securities regulatory instruments are assigned numbers […]<\/p>\n","protected":false},"author":1,"featured_media":0,"parent":396,"menu_order":5,"comment_status":"closed","ping_status":"closed","template":"template-child-switcher.php","meta":{"_acf_changed":false,"_uag_custom_page_level_css":"","site-sidebar-layout":"default","site-content-layout":"","ast-site-content-layout":"default","site-content-style":"default","site-sidebar-style":"default","ast-global-header-display":"","ast-banner-title-visibility":"","ast-main-header-display":"","ast-hfb-above-header-display":"","ast-hfb-below-header-display":"","ast-hfb-mobile-header-display":"","site-post-title":"","ast-breadcrumbs-content":"","ast-featured-img":"","footer-sml-layout":"","ast-disable-related-posts":"","theme-transparent-header-meta":"","adv-header-id-meta":"","stick-header-meta":"","header-above-stick-meta":"","header-main-stick-meta":"","header-below-stick-meta":"","astra-migrate-meta-layouts":"default","ast-page-background-enabled":"default","ast-page-background-meta":{"desktop":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"tablet":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"mobile":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""}},"ast-content-background-meta":{"desktop":{"background-color":"var(--ast-global-color-4)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"tablet":{"background-color":"var(--ast-global-color-4)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"mobile":{"background-color":"var(--ast-global-color-4)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""}},"footnotes":""},"class_list":["post-458","page","type-page","status-publish","hentry"],"acf":[],"_hostinger_reach_plugin_has_subscription_block":false,"_hostinger_reach_plugin_is_elementor":false,"uagb_featured_image_src":{"full":false,"thumbnail":false,"medium":false,"medium_large":false,"large":false,"1536x1536":false,"2048x2048":false,"trp-custom-language-flag":false},"uagb_author_info":{"display_name":"Manitoba Financial Services Agency","author_link":"https:\/\/hykaz.net\/fr\/author\/manitoba-financial-services-agency\/"},"uagb_comment_info":0,"uagb_excerpt":"Understanding the Numbering System The Canadian Securities Administrators (\u201cCSA\u201d), follows a system in which securities regulatory instruments are assigned numbers […]","_links":{"self":[{"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/pages\/458","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/comments?post=458"}],"version-history":[{"count":2,"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/pages\/458\/revisions"}],"predecessor-version":[{"id":471,"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/pages\/458\/revisions\/471"}],"up":[{"embeddable":true,"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/pages\/396"}],"wp:attachment":[{"href":"https:\/\/hykaz.net\/fr\/wp-json\/wp\/v2\/media?parent=458"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}