{"id":539,"date":"2026-01-05T18:35:51","date_gmt":"2026-01-05T18:35:51","guid":{"rendered":"http:\/\/hykaz.net\/securities\/enforcement\/investigations\/process\/"},"modified":"2026-02-25T19:26:07","modified_gmt":"2026-02-25T19:26:07","slug":"investigations-process","status":"publish","type":"page","link":"https:\/\/hykaz.net\/fr\/enforcement\/investigations\/investigations-process\/","title":{"rendered":"Processus"},"content":{"rendered":"<p class=\"wp-block-paragraph\">Toutes les plaintes sont soigneusement examin\u00e9es afin de d\u00e9terminer si une enqu\u00eate est n\u00e9cessaire.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">S\u2019il est \u00e9tabli qu\u2019une enqu\u00eate est justifi\u00e9e, le dossier est confi\u00e9 \u00e0 un enqu\u00eateur. Ce dernier communique avec l\u2019auteur de la plainte pour obtenir des renseignements compl\u00e9mentaires ou lui demander de prendre d\u2019autres mesures. Le personnel interroge les parties concern\u00e9es et recueille les \u00e9l\u00e9ments de preuve disponibles.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Il se peut qu\u2019une plainte ne d\u00e9bouche pas sur une enqu\u00eate. Elle peut aussi \u00eatre renvoy\u00e9e aux services de police ou \u00e0 un autre organisme de r\u00e9glementation.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u00c0 l\u2019issue d\u2019une enqu\u00eate, celle-ci est examin\u00e9e par les services juridiques afin de d\u00e9finir les prochaines \u00e9tapes, notamment :<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Those next steps will include one of the following:<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u2022 Classement du dossier sans autre mesure;<br>\u2022 Remise d\u2019une lettre d\u2019avertissement ou d\u2019une r\u00e9primande;<br>\u2022 Expos\u00e9 des all\u00e9gations et tenue d\u2019une audience;<br>\u2022 D\u00e9p\u00f4t d\u2019accusations devant un tribunal provincial.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Lorsqu\u2019il d\u00e9cide de la voie \u00e0 suivre, le personnel de l\u2019unit\u00e9 Enqu\u00eates et application des lois tient compte de divers facteurs, notamment :<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u2022 l\u2019int\u00e9r\u00eat public;<br>\u2022 la gravit\u00e9 des all\u00e9gations;<br>\u2022 la solidit\u00e9 de la preuve;<br>\u2022 le type de comportement r\u00e9pr\u00e9hensible;<br>\u2022 les ant\u00e9c\u00e9dents;<br>\u2022 les ressources en personnel.<\/p>","protected":false},"excerpt":{"rendered":"<p>All complaints are thoroughly reviewed to determine if an investigation is warranted. 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