{"id":592,"date":"2026-01-06T18:31:19","date_gmt":"2026-01-06T18:31:19","guid":{"rendered":"http:\/\/hykaz.net\/securities\/enforcement\/public-search\/securities\/"},"modified":"2026-03-03T17:11:47","modified_gmt":"2026-03-03T17:11:47","slug":"securities","status":"publish","type":"page","link":"https:\/\/hykaz.net\/fr\/enforcement\/public-search\/securities\/","title":{"rendered":"Securities"},"content":{"rendered":"<div data-wp-context=\"{ &quot;autoclose&quot;: false, &quot;accordionItems&quot;: [] }\" data-wp-interactive=\"core\/accordion\" role=\"group\" class=\"wp-block-accordion is-layout-flow wp-block-accordion-is-layout-flow\">\n<div data-wp-class--is-open=\"state.isOpen\" data-wp-context=\"{ &quot;id&quot;: &quot;accordion-item-1&quot;, &quot;openByDefault&quot;: false }\" data-wp-init=\"callbacks.initAccordionItems\" data-wp-on-window--hashchange=\"callbacks.hashChange\" class=\"wp-block-accordion-item is-layout-flow wp-block-accordion-item-is-layout-flow\">\n<h3 class=\"wp-block-accordion-heading\"><button aria-expanded=\"false\" aria-controls=\"accordion-item-1-panel\" data-wp-bind--aria-expanded=\"state.isOpen\" data-wp-on--click=\"actions.toggle\" data-wp-on--keydown=\"actions.handleKeyDown\" id=\"accordion-item-1\" class=\"wp-block-accordion-heading__toggle\"><span class=\"wp-block-accordion-heading__toggle-title\">National Registration Search<\/span><span class=\"wp-block-accordion-heading__toggle-icon\" aria-hidden=\"true\">+<\/span><\/button><\/h3>\n\n\n\n<div inert aria-labelledby=\"accordion-item-1\" data-wp-bind--inert=\"!state.isOpen\" id=\"accordion-item-1-panel\" role=\"region\" class=\"wp-block-accordion-panel is-layout-flow wp-block-accordion-panel-is-layout-flow\">\n<p class=\"wp-block-paragraph\">Securities industry professionals are required to register with the securities regulator in each province or territory where they do business. Registration helps protect investors because securities regulators will only register firms and individuals if they are properly qualified.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Please click&nbsp;<a href=\"https:\/\/info.securities-administrators.ca\/nrsmobile\/nrssearch.aspx\">here<\/a>&nbsp;to access the National Registration Search.<\/p>\n<\/div>\n<\/div>\n<\/div>\n\n\n\n<div data-wp-context=\"{ &quot;autoclose&quot;: false, &quot;accordionItems&quot;: [] }\" data-wp-interactive=\"core\/accordion\" role=\"group\" class=\"wp-block-accordion is-layout-flow wp-block-accordion-is-layout-flow\">\n<div data-wp-class--is-open=\"state.isOpen\" data-wp-context=\"{ &quot;id&quot;: &quot;accordion-item-2&quot;, &quot;openByDefault&quot;: false }\" data-wp-init=\"callbacks.initAccordionItems\" data-wp-on-window--hashchange=\"callbacks.hashChange\" class=\"wp-block-accordion-item is-layout-flow wp-block-accordion-item-is-layout-flow\">\n<h3 class=\"wp-block-accordion-heading\"><button aria-expanded=\"false\" aria-controls=\"accordion-item-2-panel\" data-wp-bind--aria-expanded=\"state.isOpen\" data-wp-on--click=\"actions.toggle\" data-wp-on--keydown=\"actions.handleKeyDown\" id=\"accordion-item-2\" class=\"wp-block-accordion-heading__toggle\"><span class=\"wp-block-accordion-heading__toggle-title\">Alerts<\/span><span class=\"wp-block-accordion-heading__toggle-icon\" aria-hidden=\"true\">+<\/span><\/button><\/h3>\n\n\n\n<div inert aria-labelledby=\"accordion-item-2\" data-wp-bind--inert=\"!state.isOpen\" id=\"accordion-item-2-panel\" role=\"region\" class=\"wp-block-accordion-panel is-layout-flow wp-block-accordion-panel-is-layout-flow\">\n<p class=\"wp-block-paragraph\">he subjects of these alerts are persons or companies who appear to be engaging in securities activities that may pose a risk to investors.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Please click\u00a0<a href=\"http:\/\/hykaz.net\/fr\/media-centre\/investor-alerts\/\" target=\"_blank\" rel=\"noreferrer noopener\">here<\/a>\u00a0to search alerts.<\/p>\n<\/div>\n<\/div>\n<\/div>\n\n\n\n<div data-wp-context=\"{ &quot;autoclose&quot;: false, &quot;accordionItems&quot;: [] }\" data-wp-interactive=\"core\/accordion\" role=\"group\" class=\"wp-block-accordion is-layout-flow wp-block-accordion-is-layout-flow\">\n<div data-wp-class--is-open=\"state.isOpen\" data-wp-context=\"{ &quot;id&quot;: &quot;accordion-item-3&quot;, &quot;openByDefault&quot;: false }\" data-wp-init=\"callbacks.initAccordionItems\" data-wp-on-window--hashchange=\"callbacks.hashChange\" class=\"wp-block-accordion-item is-layout-flow wp-block-accordion-item-is-layout-flow\">\n<h3 class=\"wp-block-accordion-heading\"><button aria-expanded=\"false\" aria-controls=\"accordion-item-3-panel\" data-wp-bind--aria-expanded=\"state.isOpen\" data-wp-on--click=\"actions.toggle\" data-wp-on--keydown=\"actions.handleKeyDown\" id=\"accordion-item-3\" class=\"wp-block-accordion-heading__toggle\"><span class=\"wp-block-accordion-heading__toggle-title\">Disciplined List<br><\/span><span class=\"wp-block-accordion-heading__toggle-icon\" aria-hidden=\"true\">+<\/span><\/button><\/h3>\n\n\n\n<div inert aria-labelledby=\"accordion-item-3\" data-wp-bind--inert=\"!state.isOpen\" id=\"accordion-item-3-panel\" role=\"region\" class=\"wp-block-accordion-panel is-layout-flow wp-block-accordion-panel-is-layout-flow\">\n<p class=\"wp-block-paragraph\">The Disciplined List is intended to assist the public and the securities industry in conducting due diligence. The list contains the names of individuals and companies disciplined by Canadian securities regulators.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Please click\u00a0<a href=\"https:\/\/www.securities-administrators.ca\/enforcement\/disciplined-list\/\" target=\"_blank\" rel=\"noreferrer noopener\">here\u00a0<\/a>to search the Disciplined List.<\/p>\n<\/div>\n<\/div>\n<\/div>\n\n\n\n<div data-wp-context=\"{ &quot;autoclose&quot;: false, &quot;accordionItems&quot;: [] }\" data-wp-interactive=\"core\/accordion\" role=\"group\" class=\"wp-block-accordion is-layout-flow wp-block-accordion-is-layout-flow\">\n<div data-wp-class--is-open=\"state.isOpen\" data-wp-context=\"{ &quot;id&quot;: &quot;accordion-item-4&quot;, &quot;openByDefault&quot;: false }\" data-wp-init=\"callbacks.initAccordionItems\" data-wp-on-window--hashchange=\"callbacks.hashChange\" class=\"wp-block-accordion-item is-layout-flow wp-block-accordion-item-is-layout-flow\">\n<h3 class=\"wp-block-accordion-heading\"><button aria-expanded=\"false\" aria-controls=\"accordion-item-4-panel\" data-wp-bind--aria-expanded=\"state.isOpen\" data-wp-on--click=\"actions.toggle\" data-wp-on--keydown=\"actions.handleKeyDown\" id=\"accordion-item-4\" class=\"wp-block-accordion-heading__toggle\"><span class=\"wp-block-accordion-heading__toggle-title\">Cease Trade Orders<\/span><span class=\"wp-block-accordion-heading__toggle-icon\" aria-hidden=\"true\">+<\/span><\/button><\/h3>\n\n\n\n<div inert aria-labelledby=\"accordion-item-4\" data-wp-bind--inert=\"!state.isOpen\" id=\"accordion-item-4-panel\" role=\"region\" class=\"wp-block-accordion-panel is-layout-flow wp-block-accordion-panel-is-layout-flow\">\n<p class=\"wp-block-paragraph\">A Cease Trade Order (<strong>CTO<\/strong>) is a decision issued by a provincial or territorial securities regulatory authority or similar regulatory body against a company or an individual. CTOs are issued for reasons such as failing to meet disclosure requirements or as a result of an enforcement action that involves an investigation of potential wrongdoing.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">The purpose of the National CTO Database (<strong>CTO Database<\/strong>) is twofold: provide stakeholders with a publicly searchable database containing all CTOs issued by participating CSA members, regardless of whether their effect is temporary or indefinite, and disseminate such CTOs to its subscribers.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Please click&nbsp;<a href=\"https:\/\/www.securities-administrators.ca\/enforcement\/cease-trade-orders-overview\/\">here<\/a>&nbsp;to search Cease Trade Orders.<\/p>\n<\/div>\n<\/div>\n<\/div>\n\n\n\n<div data-wp-context=\"{ &quot;autoclose&quot;: false, &quot;accordionItems&quot;: [] }\" data-wp-interactive=\"core\/accordion\" role=\"group\" class=\"wp-block-accordion is-layout-flow wp-block-accordion-is-layout-flow\">\n<div data-wp-class--is-open=\"state.isOpen\" data-wp-context=\"{ &quot;id&quot;: &quot;accordion-item-5&quot;, &quot;openByDefault&quot;: false }\" data-wp-init=\"callbacks.initAccordionItems\" data-wp-on-window--hashchange=\"callbacks.hashChange\" class=\"wp-block-accordion-item is-layout-flow wp-block-accordion-item-is-layout-flow\">\n<h3 class=\"wp-block-accordion-heading\"><button aria-expanded=\"false\" aria-controls=\"accordion-item-5-panel\" data-wp-bind--aria-expanded=\"state.isOpen\" data-wp-on--click=\"actions.toggle\" data-wp-on--keydown=\"actions.handleKeyDown\" id=\"accordion-item-5\" class=\"wp-block-accordion-heading__toggle\"><span class=\"wp-block-accordion-heading__toggle-title\">Unpaid Orders<\/span><span class=\"wp-block-accordion-heading__toggle-icon\" aria-hidden=\"true\">+<\/span><\/button><\/h3>\n\n\n\n<div inert aria-labelledby=\"accordion-item-5\" data-wp-bind--inert=\"!state.isOpen\" id=\"accordion-item-5-panel\" role=\"region\" class=\"wp-block-accordion-panel is-layout-flow wp-block-accordion-panel-is-layout-flow\">\n<p class=\"wp-block-paragraph\">The Manitoba Securities Commission (MSC) may issue orders against, or enter into settlement agreements with individuals or companies who have contravened The Securities Act of Manitoba. The MSC may ban respondents from certain types of activity. In addition, as set out in The Securities Act, the Commission may order respondents to pay administrative penalties, voluntary payments and costs of proceedings.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Holding respondents accountable for their misconduct is important for investor protection as well as protecting the integrity of the Manitoba capital market. As such, and in the interest of maintaining transparency, the Manitoba Securities Commission provides the list below of respondents who have not paid administrative penalties or costs of proceedings ordered by the MSC. To access this information, refer to the full order imposed upon the respondents by clicking the \u201cDate of Decision\u201d link beside each respondent.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">The Unpaid Orders list below is updated twice a year. Those who have satisfied orders are removed from the list at this time. Any respondents who are appealing an MSC order will remain on the list while the appeal is ongoing.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">The Unpaid Orders list provides the status as follows:<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Unpaid (Full) \u2013 no payments have been made on the original amount ordered or agreed<br>Unpaid (Partial) \u2013 a partial amount has been paid<br>Paying as Agreed \u2013 payments are being made in accordance with a payment arrangement that is in effect.<\/p>\n\n\n\n<figure class=\"wp-block-table\"><table class=\"has-fixed-layout\"><thead><tr><th class=\"has-text-align-left\" data-align=\"left\">Respondents<\/th><th class=\"has-text-align-left\" data-align=\"left\">Date of Decision<\/th><th class=\"has-text-align-left\" data-align=\"left\">Status<\/th><\/tr><\/thead><tbody><tr><td class=\"has-text-align-left\" data-align=\"left\">Wild Dog Inc. and Ryan Sookram<\/td><td class=\"has-text-align-left\" data-align=\"left\"><a href=\"https:\/\/docs.mbsecurities.ca\/msc\/oe\/en\/item\/103551\/index.do\">October 17, 2007<\/a><\/td><td class=\"has-text-align-left\" data-align=\"left\">Unpaid (Full)<\/td><\/tr><tr><td class=\"has-text-align-left\" data-align=\"left\">Eric Sonego<\/td><td class=\"has-text-align-left\" data-align=\"left\">December 12, 2007<\/td><td class=\"has-text-align-left\" data-align=\"left\">Unpaid (Full)<\/td><\/tr><tr><td class=\"has-text-align-left\" data-align=\"left\">Joseph Delacore Lewis<\/td><td class=\"has-text-align-left\" data-align=\"left\">December 12, 2007<\/td><td class=\"has-text-align-left\" data-align=\"left\">Unpaid (Full)<\/td><\/tr><tr><td class=\"has-text-align-left\" data-align=\"left\">Euston Capital Corp.<\/td><td class=\"has-text-align-left\" data-align=\"left\">January 22, 2008<\/td><td class=\"has-text-align-left\" data-align=\"left\">Unpaid (Full)<\/td><\/tr><tr><td class=\"has-text-align-left\" data-align=\"left\">Wild Dog Inc. and Ryan Sookram<\/td><td class=\"has-text-align-left\" data-align=\"left\">January 31, 2008<\/td><td class=\"has-text-align-left\" data-align=\"left\">Unpaid (Full)<\/td><\/tr><tr><td class=\"has-text-align-left\" data-align=\"left\">Jack George Wladyka<\/td><td class=\"has-text-align-left\" data-align=\"left\">May 28, 2008<\/td><td class=\"has-text-align-left\" data-align=\"left\">Unpaid (Full)<\/td><\/tr><tr><td class=\"has-text-align-left\" data-align=\"left\">Everett Conrad<\/td><td class=\"has-text-align-left\" data-align=\"left\">June 18, 2009<\/td><td class=\"has-text-align-left\" data-align=\"left\">Unpaid (Full)<\/td><\/tr><tr><td class=\"has-text-align-left\" data-align=\"left\">Triclean Enterprises Inc.<\/td><td class=\"has-text-align-left\" data-align=\"left\">August 24, 2009<\/td><td class=\"has-text-align-left\" data-align=\"left\">Unpaid (Full)<\/td><\/tr><tr><td class=\"has-text-align-left\" data-align=\"left\">Barrie William Cahill<\/td><td class=\"has-text-align-left\" data-align=\"left\">February 7, 2012<\/td><td class=\"has-text-align-left\" data-align=\"left\">Unpaid (Full)<\/td><\/tr><tr><td class=\"has-text-align-left\" data-align=\"left\">Jory Capital<\/td><td class=\"has-text-align-left\" data-align=\"left\">May 4, 2012<\/td><td class=\"has-text-align-left\" data-align=\"left\">Unpaid (Full)<\/td><\/tr><tr><td class=\"has-text-align-left\" data-align=\"left\">Brian Migie<\/td><td class=\"has-text-align-left\" data-align=\"left\">July 4, 2014<\/td><td class=\"has-text-align-left\" data-align=\"left\">Unpaid (Full)<\/td><\/tr><tr><td class=\"has-text-align-left\" data-align=\"left\">Power Within and Salim Khoja<\/td><td class=\"has-text-align-left\" data-align=\"left\">October 4, 2017<\/td><td class=\"has-text-align-left\" data-align=\"left\">Unpaid (Full)<\/td><\/tr><tr><td class=\"has-text-align-left\" data-align=\"left\">Arthur Leon Schellenberg<\/td><td class=\"has-text-align-left\" data-align=\"left\">January 31, 2018<\/td><td class=\"has-text-align-left\" data-align=\"left\">Unpaid (Full)<\/td><\/tr><tr><td class=\"has-text-align-left\" data-align=\"left\">Jose Antonio Pereira<\/td><td class=\"has-text-align-left\" data-align=\"left\">January 19, 2021<\/td><td class=\"has-text-align-left\" data-align=\"left\">Unpaid (Full)<\/td><\/tr><\/tbody><\/table><\/figure>\n\n\n\n<p class=\"wp-block-paragraph\">Last updated: October 2021<\/p>\n<\/div>\n<\/div>\n<\/div>","protected":false},"excerpt":{"rendered":"","protected":false},"author":1,"featured_media":0,"parent":532,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"template-child-switcher.php","meta":{"_acf_changed":false,"_uag_custom_page_level_css":"","site-sidebar-layout":"default","site-content-layout":"","ast-site-content-layout":"default","site-content-style":"default","site-sidebar-style":"default","ast-global-header-display":"","ast-banner-title-visibility":"","ast-main-header-display":"","ast-hfb-above-header-display":"","ast-hfb-below-header-display":"","ast-hfb-mobile-header-display":"","site-post-title":"","ast-breadcrumbs-content":"","ast-featured-img":"","footer-sml-layout":"","ast-disable-related-posts":"","theme-transparent-header-meta":"","adv-header-id-meta":"","stick-header-meta":"","header-above-stick-meta":"","header-main-stick-meta":"","header-below-stick-meta":"","astra-migrate-meta-layouts":"default","ast-page-background-enabled":"default","ast-page-background-meta":{"desktop":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center 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