The securities division of The Manitoba Securities Commission protects investors and promotes fair and efficient capital markets throughout the province by conducting operations including registrations, processing of applications and prospectuses, preparing matters for the referral to the Commissioners and conducting investigations, prosecutions and other hearings.
This section briefly explains what is included in the reporting issuer list and how you can retrieve.
The Manitoba Securities Commission (MSC) maintains a list of reporting issuers in Manitoba. This list also indicates any reporting issuers that are in default of a reporting requirement or have been the subject of a cease trade order. The Reporting Issuer List identifies:
- reporting issuers in Manitoba
- Manitoba reporting issuers that are in default of certain reporting requirements of securities legislation
- Manitoba reporting issuers whose securities are the subject of an MSC cease trade order
The MSC compiles this list at the end of each business day and posts the list online by 11 a.m. the following business day. To review further details of the reporting issuer list and default codes, please click the following links to MSC Policy 51-601 and the default codes:
MSC Policy 51-601
Default codes
Every effort is made to ensure the accuracy of information included in the reporting issuer list. However, the accuracy of the list cannot be guaranteed. A reporting issuer that does not appear on this list but should, or that has incorrectly been noted as in default, should contact the MSC promptly. The list will be revised as necessary. Additional information may be obtained by:
- reviewing the reporting issuer’s filings on SEDAR+
- contacting the reporting issuer directly
- reviewing the MSC’s website