The Manitoba Securities Commission conducts enforcement actions to protect the public and facilitate confidence in markets. Enforcement actions are conducted in cases where an investigation has found evidence of a possible violation of law or where activities appear to pose a risk to the public
The Manitoba Financial Services Agency investigates complaints involving activities related to The Securities Act, The Commodity Futures Act, The Real Estate Services Act and The Mortgage Brokers Act. This can include concerns about:
– financial advisers or companies
– investment scams
– realtors and real estate brokerages
– property management companies
– mortgage salespersons and mortgage brokers