The legal department at the Manitoba Financial Services Agency provides legal support on matters related to registration, compliance, investigative and enforcement functions. This page will provide you with legal information including policies, notices, rules and laws. In this section you will also find information about current and concluded hearings, orders, exemptions and more.
These fees are for some of the more common applications and filings. A more detailed description of fees can be found in the Fee Regulation
| Category | Fee |
|---|---|
| An application for exemption pursuant to section 20 of the Act from filing a preliminary prospectus, if no other exemption from section 37 is required, is: | $100 |
| An application for any other exemption pursuant to section 20 of the Act is the amount of the fees that would be payable if no exemption were granted, provided that, the commission may, having regard both to the probable volume of the trading permitted by the exemption and to the time required to process and consider the application, reduce the fee in any particular case, to an amount not less than: | $350 |
| For example, for an application under section 20 from the prospectus requirement, the fee would be: | $1,000 |
| An application under section 20 from the requirement to be registered as a dealer, the fee is: | $750 |
| An application for an order under section 59 of the Act is the amount of fees that would be payable on any filings or registrations that would be required in order to effect the trade concerned if no ruling were made, provided that the Commission may, having regard both to the probable value of the trading permitted by the ruling and to the time required to process and consider the application, reduce the fee in any particular case, to an amount not less than: | $275 |
| A notice of intention to trade in accordance with Form 23 is: | $650 |
| An offering memorandum under the Act is: | $650 |
| Any other exemption or filing not set out in the Fee Regulation, other than a document referred to in:(i) Part IX, X, XI, or XII of the Act; or (ii) any provision of the Regulations relating to Parts IX, X, XI, or XII of the Act, is: | $25 |
| For example, to file a report of exempt trade in accordance with Form 45-106F1, the fee would be: | $25 |
| An application to be deemed a reporting issuer or to cease to be a reporting issuer is: | $25 |
| An application for an order under section 95 of the Act, is: | $550 |
| provided that the Commission may, having regard both to the probable value of the trading permitted by the exemption and to the time required to process and consider the application, reduce the fee in any particular case, but to an amount not less than: | $275 |