Law

The legal department at the Manitoba Financial Services Agency provides legal support on matters related to registration, compliance, investigative and enforcement functions. This page will provide you with legal information including policies, notices, rules and laws. In this section you will also find information about current and concluded hearings, orders, exemptions and more.

This section provides legal information, including policies, notices, rules, and laws. You can also find information about current and concluded hearings, orders, exemptions, and more.

Orders and Exemptions

This section contains orders the Manitoba Securities Commission has issued under The Securities Act (Manitoba) and The Commodity Futures Act. The Manitoba Securities Commission may issue the following types of orders:

  • orders exempting persons from certain requirements of The Securities Act
  • orders to cease trading in securities
  • blanket orders (http://docs.mbsecurities.ca/msc/bo/en/nav_date.do), which apply generally
  • orders related to administrative hearings of the Manitoba Securities Commission
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