The legal department at the Manitoba Financial Services Agency provides legal support on matters related to registration, compliance, investigative and enforcement functions. This page will provide you with legal information including policies, notices, rules and laws. In this section you will also find information about current and concluded hearings, orders, exemptions and more.
The Manitoba Securities Commission conducts enforcement actions to protect the public and facilitate confidence in markets. Enforcement actions are conducted in cases where an investigation has found evidence of a possible violation of law or where activities appear to pose a risk to the public