The securities division of The Manitoba Securities Commission protects investors and promotes fair and efficient capital markets throughout the province by conducting operations including registrations, processing of applications and prospectuses, preparing matters for the referral to the Commissioners and conducting investigations, prosecutions and other hearings.
It is important that businesses and the public be able to search for the registration status of people working in Manitoba in securities, real estate and financial institutions. Being registered means these individuals have completed the requirements needed to be granted registration status.
Securities: The National Registration Search allows the public to search the names of all registered individuals and firms in Canada. Click here to access the National Registration Search.