The legal department at the Manitoba Financial Services Agency provides legal support on matters related to registration, compliance, investigative and enforcement functions. This page will provide you with legal information including policies, notices, rules and laws. In this section you will also find information about current and concluded hearings, orders, exemptions and more.
| Category | Forms |
|---|---|
| Information Statement – Exchange or Quotation and Trade Reporting System | 21-101F1 |
| Initial Operation Report – Alternative Trading System | 21-101F2 |
| Quarterly Report of Marketplace Activities | 21-101F3 |
| Cessation of Operations Report for Alternative Trading System | 21-101F4 |
| Initial Operation Report for Information Processor | 21-101F5 |
| Cessation of Operations Report for Information Processor | 21-101F6 |
| Notice of Intention to Distribute Securities under Section 2.8 of NI 45-102 | 45-102F1 |
| Supplemental Offering Memorandum Disclosure for Syndicated Mortgages | 45-106-F18 |
| Report of Exempt Distribution – Revised October 5, 2018 | 45-106F1 |
| Risk Acknowledgement Form for Family, Friend and Business Associate Investors | 45-106F12 |