Law

The legal department at the Manitoba Financial Services Agency provides legal support on matters related to registration, compliance, investigative and enforcement functions. This page will provide you with legal information including policies, notices, rules and laws. In this section you will also find information about current and concluded hearings, orders, exemptions and more.

Hearings are held when Manitoba Securities Commission Staff bring forward allegations of violations of the legislation the Manitoba Securities Commission enforces.

Hearing Schedule

The following is a list of hearings that have been scheduled under The Securities Act or The Commodity Futures Act.

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