The securities division of The Manitoba Securities Commission protects investors and promotes fair and efficient capital markets throughout the province by conducting operations including registrations, processing of applications and prospectuses, preparing matters for the referral to the Commissioners and conducting investigations, prosecutions and other hearings.
The Manitoba Securities Commission is the independent office that protects investors and promotes fair and efficient business practices in Manitoba. It registers firms and individuals in the business of trading in or advising on securities or exchange contracts in the province.
This section provides information about who must register, how to register, and the fees and forms required to register under the various Acts the MFSA regulates.
This section provides information about who must register, how to apply, and how to maintain compliance with The Securities Act (Manitoba), The Commodities Futures Act (Manitoba), and National Instrument 31-103.
For more information:
- National Instrument 31-103, Registration Requirements, Exemptions and Ongoing Registrant Obligations
- National Instrument 31-103, Companion Policy 31-103CP, Registration Requirements, Exemptions and Ongoing Registrant Obligations
- National Instrument 33-109, Registration Information
- National Instrument 33-109, Companion Policy 33-109CP, Registration Information
- National Policy 11-204, Process for Registration in Multiple Jurisdictions
- MSC Rule 2000-11, The Commodity Futures Act
For all registration enquiries please contact registrationmsc@gov.mb.ca.
If you are unsure about which category you or your firm should apply to register under, ask your sponsoring firm. The Manitoba Securities Commission is a regulatory agency and cannot provide legal or professional advice.