Complaint Form – Manitoba Financial Services Agency

The Manitoba Securities Commission conducts enforcement actions to protect the public and facilitate confidence in markets. Enforcement actions are conducted in cases where an investigation has found evidence of a possible violation of law or where activities appear to pose a risk to the public

Download the complaint form here.

Securities - Complaint Form

Securities Complaint Form

Select one (or more) relevant categories:

Securities

Commodities

Real Estate

Property Management

Mortgage

Your contact information

Full name(s)

Address

City

Province

Postal code

Primary phone number

Alternative phone number(s)

Fax

Subject of your complaint

Full Name(s) of the subject of your complaint

Name of company

Address of company

City

Province

Postal code

Phone number of the subject of complaint

Alternative phone number of the subject of complaint

Fax

Email Address

Complaint details

Date the transaction occured

Were there additional parties involved in this transaction?

Yes

List their names here, seperated by a comma(,)

Have you contacted the subject of your complaint or their employer?

Yes

Please indicate date of contact, who was contacted, and what was the outcome

Have you filed this complaint with another agency?

Yes

Which agency and what was the outcome?

Have you retained a lawyer in this matter?

Yes

Please provide your lawyers name, address, and phone number

May we contact your lawyer with reference to this matter?

Yes

Is this complaint related to any action filed or pending in court?

Yes

State the court and case number

Please provide a brief, chronological outline of your complaint. Be factual. Try to answer the questions who, what, where, when, why and how, related to the events in questions.

Please provide a list of the documents you are submitting in support of this complaint