Enforcement

The Manitoba Securities Commission conducts enforcement actions to protect the public and facilitate confidence in markets. Enforcement actions are conducted in cases where an investigation has found evidence of a possible violation of law or where activities appear to pose a risk to the public

Financial Institutions

Insurance Companies

If you have a complaint against an insurance company, you can file a formal written complaint with the Financial Institutions Regulation Branch (FIRB). Please include copies of all related documentation and relevant correspondence to and from the insurance company. Please also ensure your concerns and expectations for resolution are clearly stated. To register a complaint against an insurance company, general inquires or more information, please contact FIRB.

Insurance Agent, Broker or Adjuster

If you have a complaint against an insurance agent, broker or adjuster, please contact the Insurance Council of Manitoba.

Credit Union or Caisse Populaire

If you have a complaint against a credit union or caisse populaire (cucp), you should first attempt to resolve it with the cucp. If you are dissatisfied after dealing with the cucp, you can file a formal written complaint with FIRB. Please include copies of all related documentation and relevant correspondence to and from the cucp. Please also ensure your concerns and expectations for resolution are clearly stated. To register a complaint against a cucp, general inquires or more information, please contact FIRB.

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